SEC FORM 13F-HR
|
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
12-31-2013 |
| Check here if Amendment |
|
Amendment Number: |
| This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing this Report: |
| Name: |
SOROS FUND MANAGEMENT LLC |
| Address: |
888 SEVENTH AVENUE |
|
33RD FLOOR |
|
NEW YORK,
NY
10106 |
| Form 13F File Number: |
028-06420 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of Reporting Manager: |
| Name: |
Jodye M. Anzalotta |
| Title: |
Assistant General Counsel |
| Phone: |
212-320-5531 |
| Signature, Place, and Date of Signing: |
| /s/ Jodye M. Anzalotta |
New York,
NY |
02-14-2014 |
| [Signature] |
[City, State] |
[Date] |
|
| Report Type (Check only one.): |
| X |
13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |
| |
13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |
| |
13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included Managers: |
1 |
|
|
|
Form 13F Information Table Entry Total: |
237 |
|
Form 13F Information Table Value Total: |
11,774,807 |
|
(thousands) |
|
| List of Other Included Managers: |
| Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this report is filed, other than the
manager filing this report. |
| [If there are no entries in this list, state “NONE” and omit the
column headings and list entries.] |
|
No. |
Form 13F File Number |
Name |
|
1 |
028-10418 |
SOROS GEORGE |
SEC FORM 13-F Information Table
|
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| AFLAC INC |
COM |
001055102 |
1,670 |
25,000 |
SH |
|
SOLE |
1 |
25,000 |
0 |
0 |
| AMC NETWORKS INC |
CL A |
00164V103 |
2,677 |
39,300 |
SH |
|
SOLE |
1 |
39,300 |
0 |
0 |
| ABBOTT LABS |
COM |
002824100 |
37,187 |
970,181 |
SH |
|
SOLE |
1 |
970,181 |
0 |
0 |
| ABBVIE INC |
COM |
00287Y109 |
60,606 |
1,147,609 |
SH |
|
SOLE |
1 |
1,147,609 |
0 |
0 |
| ACACIA RESH CORP |
ACACIA TCH COM |
003881307 |
2,763 |
190,000 |
SH |
Put |
SOLE |
1 |
190,000 |
0 |
0 |
| ACTUATE CORP |
COM |
00508B102 |
1,593 |
206,666 |
SH |
|
SOLE |
1 |
206,666 |
0 |
0 |
| ADOBE SYS INC |
COM |
00724F101 |
1,497 |
25,000 |
SH |
|
SOLE |
1 |
25,000 |
0 |
0 |
| AFFILIATED MANAGERS GROUP |
COM |
008252108 |
2,169 |
10,000 |
SH |
|
SOLE |
1 |
10,000 |
0 |
0 |
| AGILENT TECHNOLOGIES INC |
COM |
00846U101 |
1,397 |
24,425 |
SH |
|
SOLE |
1 |
24,425 |
0 |
0 |
| AGILENT TECHNOLOGIES INC |
COM |
00846U101 |
1,001 |
17,500 |
SH |
Call |
SOLE |
1 |
17,500 |
0 |
0 |
| AIR LEASE CORP |
CL A |
00912X302 |
24,864 |
800,000 |
SH |
|
SOLE |
1 |
800,000 |
0 |
0 |
| ALCOA INC |
COM |
013817101 |
58,379 |
5,491,900 |
SH |
Put |
SOLE |
1 |
5,491,900 |
0 |
0 |
| ALLERGAN INC |
COM |
018490102 |
9,997 |
90,000 |
SH |
|
SOLE |
1 |
90,000 |
0 |
0 |
| ALTERA CORP |
COM |
021441100 |
1,627 |
50,000 |
SH |
|
SOLE |
1 |
50,000 |
0 |
0 |
| AMAZON COM INC |
COM |
023135106 |
12,961 |
32,500 |
SH |
|
SOLE |
1 |
32,500 |
0 |
0 |
| AMERICAN AIRLS GROUP INC |
COM |
02376R102 |
47,010 |
1,861,800 |
SH |
|
SOLE |
1 |
1,861,800 |
0 |
0 |
| AMERICAN CAPITAL AGENCY CORP |
COM |
02503X105 |
29,268 |
1,517,259 |
SH |
|
SOLE |
1 |
1,517,259 |
0 |
0 |
| AMERICAN TOWER CORP NEW |
COM |
03027X100 |
75,039 |
940,112 |
SH |
|
SOLE |
1 |
940,112 |
0 |
0 |
| ANGIES LIST INC |
COM |
034754101 |
15,150 |
1,000,000 |
SH |
|
SOLE |
1 |
1,000,000 |
0 |
0 |
| APPLE INC |
COM |
037833100 |
163,031 |
290,551 |
SH |
|
SOLE |
1 |
290,551 |
0 |
0 |
| ARIAD PHARMACEUTICALS INC |
COM |
04033A100 |
13,299 |
1,950,000 |
SH |
|
SOLE |
1 |
1,950,000 |
0 |
0 |
| AUDIENCE INC |
COM |
05070J102 |
4,903 |
421,226 |
SH |
|
SOLE |
1 |
421,226 |
0 |
0 |
| AVIS BUDGET GROUP |
COM |
053774105 |
1,998 |
49,440 |
SH |
|
SOLE |
1 |
49,440 |
0 |
0 |
| BAIDU INC |
SPON ADR REP A |
056752108 |
16,899 |
95,000 |
SH |
|
SOLE |
1 |
95,000 |
0 |
0 |
| BANK OF AMERICA CORPORATION |
COM |
060505104 |
39,182 |
2,516,537 |
SH |
|
SOLE |
1 |
2,516,537 |
0 |
0 |
| BARRICK GOLD CORP |
COM |
067901108 |
111,071 |
6,300,100 |
SH |
|
SOLE |
1 |
6,300,100 |
0 |
0 |
| BARRICK GOLD CORP |
COM |
067901108 |
35,613 |
2,020,000 |
SH |
Call |
SOLE |
1 |
2,020,000 |
0 |
0 |
| BIOAMBER INC |
*W EXP 05/09/201 |
09072Q114 |
142 |
194,000 |
SH |
|
SOLE |
1 |
194,000 |
0 |
0 |
| BITAUTO HLDGS LTD |
SPONSORED ADS |
091727107 |
32,443 |
1,015,100 |
SH |
|
SOLE |
1 |
1,015,100 |
0 |
0 |
| BOEING CO |
COM |
097023105 |
25,000 |
183,160 |
SH |
|
SOLE |
1 |
183,160 |
0 |
0 |
| BRISTOL MYERS SQUIBB CO |
COM |
110122108 |
5,315 |
100,000 |
SH |
|
SOLE |
1 |
100,000 |
0 |
0 |
| BROADCOM CORP |
CL A |
111320107 |
7,413 |
250,000 |
SH |
|
SOLE |
1 |
250,000 |
0 |
0 |
| BROADSOFT INC |
NOTE 1.500% 7/0 |
11133BAB8 |
6,042 |
5,982,000 |
PRN |
|
SOLE |
1 |
5,982,000 |
0 |
0 |
| BROCADE COMMUNICATIONS SYS I |
COM NEW |
111621306 |
1,833 |
206,666 |
SH |
|
SOLE |
1 |
206,666 |
0 |
0 |
| CBS CORP NEW |
CL B |
124857202 |
1,594 |
25,000 |
SH |
|
SOLE |
1 |
25,000 |
0 |
0 |
| CF INDS HLDGS INC |
COM |
125269100 |
8,739 |
37,500 |
SH |
|
SOLE |
1 |
37,500 |
0 |
0 |
| CME GROUP INC |
COM |
12572Q105 |
2,354 |
30,000 |
SH |
|
SOLE |
1 |
30,000 |
0 |
0 |
| CA INC |
COM |
12673P105 |
224 |
6,666 |
SH |
|
SOLE |
1 |
6,666 |
0 |
0 |
| CADENCE DESIGN SYSTEM INC |
COM |
127387108 |
30,377 |
2,166,666 |
SH |
|
SOLE |
1 |
2,166,666 |
0 |
0 |
| CAESARS ACQUISITION CO |
CL A |
12768T103 |
74,463 |
6,174,465 |
SH |
|
SOLE |
1 |
6,174,465 |
0 |
0 |
| CAESARS ENTMT CORP |
COM |
127686103 |
139,028 |
6,454,383 |
SH |
|
SOLE |
1 |
6,454,383 |
0 |
0 |
| CAMECO CORP |
COM |
13321L108 |
55,410 |
2,667,806 |
SH |
|
SOLE |
1 |
2,667,806 |
0 |
0 |
| CAMECO CORP |
COM |
13321L108 |
71,376 |
3,436,500 |
SH |
Call |
SOLE |
1 |
3,436,500 |
0 |
0 |
| CARTER INC |
COM |
146229109 |
27,998 |
390,000 |
SH |
|
SOLE |
1 |
390,000 |
0 |
0 |
| CATERPILLAR INC DEL |
COM |
149123101 |
25,699 |
283,000 |
SH |
Put |
SOLE |
1 |
283,000 |
0 |
0 |
| CENTERPOINT ENERGY INC |
COM |
15189T107 |
4,335 |
187,000 |
SH |
|
SOLE |
1 |
187,000 |
0 |
0 |
| CHARTER COMMUNICATIONS INC D |
CL A NEW |
16117M305 |
196,577 |
1,437,393 |
SH |
|
SOLE |
1 |
1,437,393 |
0 |
0 |
| CHICAGO BRIDGE & IRON CO N V |
COM |
167250109 |
16,628 |
200,000 |
SH |
Put |
SOLE |
1 |
200,000 |
0 |
0 |
| CHURCHILL DOWNS INC |
COM |
171484108 |
63,189 |
704,839 |
SH |
|
SOLE |
1 |
704,839 |
0 |
0 |
| CIENA CORP |
COM NEW |
171779309 |
16,751 |
700,000 |
SH |
|
SOLE |
1 |
700,000 |
0 |
0 |
| CIENA CORP |
NOTE 0.875% 6/1 |
171779AE1 |
57,540 |
56,000,000 |
PRN |
|
SOLE |
1 |
56,000,000 |
0 |
0 |
| CISCO SYS INC |
COM |
17275R102 |
5,613 |
250,000 |
SH |
Call |
SOLE |
1 |
250,000 |
0 |
0 |
| CITIGROUP INC |
COM NEW |
172967424 |
119,010 |
2,283,813 |
SH |
|
SOLE |
1 |
2,283,813 |
0 |
0 |
| CITRIX SYS INC |
COM |
177376100 |
78,617 |
1,242,957 |
SH |
|
SOLE |
1 |
1,242,957 |
0 |
0 |
| CITRIX SYS INC |
COM |
177376100 |
25,300 |
400,000 |
SH |
Call |
SOLE |
1 |
400,000 |
0 |
0 |
| COMCAST CORP NEW |
CL A |
20030N101 |
14,031 |
270,000 |
SH |
|
SOLE |
1 |
270,000 |
0 |
0 |
| CONTROLADORA VUELA CIA DE AV |
SPON ADR RP 10 |
21240E105 |
4,112 |
303,500 |
SH |
|
SOLE |
1 |
303,500 |
0 |
0 |
| COTY INC |
COM CL A |
222070203 |
6,089 |
399,300 |
SH |
|
SOLE |
1 |
399,300 |
0 |
0 |
| CROWN CASTLE INTL CORP |
COM |
228227104 |
71,543 |
974,296 |
SH |
|
SOLE |
1 |
974,296 |
0 |
0 |
| CROWN CASTLE INTL CORP |
CNV PFD STK SR A |
228227500 |
8,532 |
85,000 |
SH |
|
SOLE |
1 |
85,000 |
0 |
0 |
| CUBIST PHARMACEUTICALS INC |
COM |
229678107 |
9,952 |
144,500 |
SH |
|
SOLE |
1 |
144,500 |
0 |
0 |
| DELTA AIR LINES INC DEL |
COM NEW |
247361702 |
43,637 |
1,588,507 |
SH |
|
SOLE |
1 |
1,588,507 |
0 |
0 |
| DIGITAL RIV INC |
NOTE 1.250% 1/0 |
25388BAB0 |
5,683 |
5,683,000 |
PRN |
|
SOLE |
1 |
5,683,000 |
0 |
0 |
| DIGITAL RIV INC |
NOTE 2.000%11/0 |
25388BAD6 |
269,859 |
270,875,000 |
PRN |
|
SOLE |
1 |
270,875,000 |
0 |
0 |
| DISH NETWORK CORP |
CL A |
25470M109 |
195,900 |
3,382,240 |
SH |
|
SOLE |
1 |
3,382,240 |
0 |
0 |
| DISH NETWORK CORP |
CL A |
25470M109 |
120,300 |
2,077,000 |
SH |
Call |
SOLE |
1 |
2,077,000 |
0 |
0 |
| DIRECTV |
COM |
25490A309 |
34,784 |
503,453 |
SH |
|
SOLE |
1 |
503,453 |
0 |
0 |
| DOLLAR GEN CORP NEW |
COM |
256677105 |
7,787 |
129,097 |
SH |
|
SOLE |
1 |
129,097 |
0 |
0 |
| DOW CHEM CO |
COM |
260543103 |
11,806 |
265,890 |
SH |
|
SOLE |
1 |
265,890 |
0 |
0 |
| EQT CORP |
COM |
26884L109 |
223,749 |
2,492,198 |
SH |
|
SOLE |
1 |
2,492,198 |
0 |
0 |
| EASTMAN CHEM CO |
COM |
277432100 |
9,684 |
120,000 |
SH |
|
SOLE |
1 |
120,000 |
0 |
0 |
| EASTMAN KODAK CO |
*W EXP 09/03/201 |
277461133 |
132 |
6,681 |
SH |
|
SOLE |
1 |
6,681 |
0 |
0 |
| EASTMAN KODAK CO |
*W EXP 09/03/201 |
277461141 |
123 |
6,681 |
SH |
|
SOLE |
1 |
6,681 |
0 |
0 |
| EASTMAN KODAK CO |
COM NEW |
277461406 |
667 |
19,228 |
SH |
|
SOLE |
1 |
19,228 |
0 |
0 |
| EBAY INC |
COM |
278642103 |
8,782 |
160,000 |
SH |
|
SOLE |
1 |
160,000 |
0 |
0 |
| EBAY INC |
COM |
278642103 |
3,925 |
71,500 |
SH |
Call |
SOLE |
1 |
71,500 |
0 |
0 |
| EMULEX CORP |
COM NEW |
292475209 |
11,933 |
1,666,666 |
SH |
|
SOLE |
1 |
1,666,666 |
0 |
0 |
| ENERGEN CORP |
COM |
29265N108 |
134,543 |
1,901,667 |
SH |
|
SOLE |
1 |
1,901,667 |
0 |
0 |
| ENERGEN CORP |
COM |
29265N108 |
25,470 |
360,000 |
SH |
Call |
SOLE |
1 |
360,000 |
0 |
0 |
| EXAR CORP |
COM |
300645108 |
70,152 |
5,950,136 |
SH |
|
SOLE |
1 |
5,950,136 |
0 |
0 |
| EXTREME NETWORKS INC |
COM |
30226D106 |
1,167 |
166,666 |
SH |
|
SOLE |
1 |
166,666 |
0 |
0 |
| FACEBOOK INC |
CL A |
30303M102 |
1,984 |
36,300 |
SH |
|
SOLE |
1 |
36,300 |
0 |
0 |
| FEDEX CORP |
COM |
31428X106 |
232,776 |
1,619,091 |
SH |
|
SOLE |
1 |
1,619,091 |
0 |
0 |
| F5 NETWORKS INC |
COM |
315616102 |
29,530 |
325,000 |
SH |
|
SOLE |
1 |
325,000 |
0 |
0 |
| FORD MTR CO DEL |
COM PAR $0.01 |
345370860 |
2,958 |
191,693 |
SH |
|
SOLE |
1 |
191,693 |
0 |
0 |
| GENERAL ELECTRIC CO |
COM |
369604103 |
5,606 |
200,000 |
SH |
|
SOLE |
1 |
200,000 |
0 |
0 |
| GENERAL MTRS CO |
COM |
37045V100 |
200,273 |
4,900,239 |
SH |
|
SOLE |
1 |
4,900,239 |
0 |
0 |
| GENERAL MTRS CO |
COM |
37045V100 |
58,015 |
1,419,500 |
SH |
Call |
SOLE |
1 |
1,419,500 |
0 |
0 |
| GLOBAL EAGLE ENTMT INC |
COM |
37951D102 |
12,068 |
811,600 |
SH |
|
SOLE |
1 |
811,600 |
0 |
0 |
| GOOGLE INC |
CL A |
38259P508 |
173,856 |
155,130 |
SH |
|
SOLE |
1 |
155,130 |
0 |
0 |
| GULFPORT ENERGY CORP |
COM NEW |
402635304 |
29,984 |
474,802 |
SH |
|
SOLE |
1 |
474,802 |
0 |
0 |
| HALLIBURTON CO |
COM |
406216101 |
230,244 |
4,536,825 |
SH |
|
SOLE |
1 |
4,536,825 |
0 |
0 |
| HALLIBURTON CO |
COM |
406216101 |
53,288 |
1,050,000 |
SH |
Call |
SOLE |
1 |
1,050,000 |
0 |
0 |
| HARMAN INTL INDS INC |
COM |
413086109 |
14,324 |
175,000 |
SH |
|
SOLE |
1 |
175,000 |
0 |
0 |
| HARTFORD FINL SVCS GROUP INC |
COM |
416515104 |
2,174 |
60,000 |
SH |
|
SOLE |
1 |
60,000 |
0 |
0 |
| HILLSHIRE BRANDS CO |
COM |
432589109 |
13,689 |
409,364 |
SH |
|
SOLE |
1 |
409,364 |
0 |
0 |
| HOLOGIC INC |
FRNT 4.000%12/1 |
436440AG6 |
222,464 |
211,367,000 |
PRN |
|
SOLE |
1 |
211,367,000 |
0 |
0 |
| HOST HOTELS & RESORTS INC |
COM |
44107P104 |
15,336 |
788,890 |
SH |
|
SOLE |
1 |
788,890 |
0 |
0 |
| ILLUMINA INC |
COM |
452327109 |
1,117 |
10,102 |
SH |
|
SOLE |
1 |
10,102 |
0 |
0 |
| INTEL CORP |
COM |
458140100 |
52,872 |
2,036,666 |
SH |
|
SOLE |
1 |
2,036,666 |
0 |
0 |
| INTERVAL LEISURE GROUP INC |
COM |
46113M108 |
15,019 |
486,047 |
SH |
|
SOLE |
1 |
486,047 |
0 |
0 |
| INTUIT |
COM |
461202103 |
11,448 |
150,000 |
SH |
|
SOLE |
1 |
150,000 |
0 |
0 |
| ISHARES |
GLB INFRASTR ETF |
464288372 |
2,531 |
65,000 |
SH |
|
SOLE |
1 |
65,000 |
0 |
0 |
| JDS UNIPHASE CORP |
COM PAR $0.001 |
46612J507 |
1,298 |
100,000 |
SH |
|
SOLE |
1 |
100,000 |
0 |
0 |
| JPMORGAN CHASE & CO |
COM |
46625H100 |
166,156 |
2,841,233 |
SH |
|
SOLE |
1 |
2,841,233 |
0 |
0 |
| JUNIPER NETWORKS INC |
COM |
48203R104 |
6,771 |
300,000 |
SH |
|
SOLE |
1 |
300,000 |
0 |
0 |
| KRAFT FOODS GROUP INC |
COM |
50076Q106 |
31,065 |
576,133 |
SH |
|
SOLE |
1 |
576,133 |
0 |
0 |
| LENNAR CORP |
CL A |
526057104 |
20,149 |
509,329 |
SH |
|
SOLE |
1 |
509,329 |
0 |
0 |
| LEUCADIA NATL CORP |
COM |
527288104 |
121,362 |
4,282,343 |
SH |
|
SOLE |
1 |
4,282,343 |
0 |
0 |
| LIBERTY INTERACTIVE CORP |
LBT VENT COM A |
53071M880 |
6,669 |
54,400 |
SH |
|
SOLE |
1 |
54,400 |
0 |
0 |
| LIONS GATE ENTMNT CORP |
COM NEW |
535919203 |
13,081 |
413,168 |
SH |
|
SOLE |
1 |
413,168 |
0 |
0 |
| LORAL SPACE & COMMUNICATNS I |
COM |
543881106 |
63,878 |
788,807 |
SH |
|
SOLE |
1 |
788,807 |
0 |
0 |
| LUMOS NETWORKS CORP |
COM |
550283105 |
14,290 |
680,453 |
SH |
|
SOLE |
1 |
680,453 |
0 |
0 |
| MACYS INC |
COM |
55616P104 |
2,670 |
50,000 |
SH |
|
SOLE |
1 |
50,000 |
0 |
0 |
| MAGNUM HUNTER RES CORP DEL |
COM |
55973B102 |
19,773 |
2,704,817 |
SH |
|
SOLE |
1 |
2,704,817 |
0 |
0 |
| MAGNUM HUNTER RES CORP DEL |
COM |
55973B102 |
2,924 |
400,000 |
SH |
Call |
SOLE |
1 |
400,000 |
0 |
0 |
| MANULIFE FINL CORP |
COM |
56501R106 |
1,480 |
75,000 |
SH |
|
SOLE |
1 |
75,000 |
0 |
0 |
| MARKET VECTORS ETF TR |
GOLD MINER ETF |
57060U100 |
20,494 |
970,344 |
SH |
|
SOLE |
1 |
970,344 |
0 |
0 |
| MARKET VECTORS ETF TR |
GOLD MINER ETF |
57060U100 |
25,344 |
1,200,000 |
SH |
Call |
SOLE |
1 |
1,200,000 |
0 |
0 |
| MARKET VECTORS ETF TR |
JR GOLD MINERS E |
57061R544 |
17,732 |
571,076 |
SH |
|
SOLE |
1 |
571,076 |
0 |
0 |
| MEDICINES CO |
COM |
584688105 |
1,931 |
50,000 |
SH |
|
SOLE |
1 |
50,000 |
0 |
0 |
| MELCO CROWN ENTMT LTD |
ADR |
585464100 |
11,962 |
305,000 |
SH |
|
SOLE |
1 |
305,000 |
0 |
0 |
| MERCK & CO INC NEW |
COM |
58933Y105 |
7,508 |
150,000 |
SH |
|
SOLE |
1 |
150,000 |
0 |
0 |
| MERCK & CO INC NEW |
COM |
58933Y105 |
6,471 |
129,300 |
SH |
Call |
SOLE |
1 |
129,300 |
0 |
0 |
| MERCURY SYS INC |
COM |
589378108 |
11,797 |
1,077,386 |
SH |
|
SOLE |
1 |
1,077,386 |
0 |
0 |
| METLIFE INC |
COM |
59156R108 |
2,696 |
50,000 |
SH |
|
SOLE |
1 |
50,000 |
0 |
0 |
| MICROSOFT CORP |
COM |
594918104 |
95,855 |
2,560,900 |
SH |
|
SOLE |
1 |
2,560,900 |
0 |
0 |
| MICROSOFT CORP |
COM |
594918104 |
4,735 |
126,500 |
SH |
Call |
SOLE |
1 |
126,500 |
0 |
0 |
| MICRON TECHNOLOGY INC |
COM |
595112103 |
4,352 |
200,000 |
SH |
|
SOLE |
1 |
200,000 |
0 |
0 |
| MONDELEZ INTL INC |
CL A |
609207105 |
29,537 |
836,731 |
SH |
|
SOLE |
1 |
836,731 |
0 |
0 |
| MONSANTO CO NEW |
COM |
61166W101 |
136,273 |
1,169,225 |
SH |
|
SOLE |
1 |
1,169,225 |
0 |
0 |
| MONSTER BEVERAGE CORP |
COM |
611740101 |
25,577 |
377,415 |
SH |
|
SOLE |
1 |
377,415 |
0 |
0 |
| MOSAIC CO NEW |
COM |
61945C103 |
17,518 |
370,588 |
SH |
|
SOLE |
1 |
370,588 |
0 |
0 |
| MOSAIC CO NEW |
COM |
61945C103 |
5,663 |
119,800 |
SH |
Call |
SOLE |
1 |
119,800 |
0 |
0 |
| MOTOROLA SOLUTIONS INC |
COM NEW |
620076307 |
106,706 |
1,580,835 |
SH |
|
SOLE |
1 |
1,580,835 |
0 |
0 |
| NETAPP INC |
COM |
64110D104 |
18,513 |
450,000 |
SH |
|
SOLE |
1 |
450,000 |
0 |
0 |
| NETFLIX INC |
COM |
64110L106 |
10,309 |
28,000 |
SH |
|
SOLE |
1 |
28,000 |
0 |
0 |
| NICE SYS LTD |
SPONSORED ADR |
653656108 |
25,561 |
624,046 |
SH |
|
SOLE |
1 |
624,046 |
0 |
0 |
| NOBLE ENERGY INC |
COM |
655044105 |
26,563 |
390,000 |
SH |
Call |
SOLE |
1 |
390,000 |
0 |
0 |
| NUANCE COMMUNICATIONS INC |
NOTE 2.750%11/0 |
67020YAF7 |
5,891 |
6,000,000 |
PRN |
|
SOLE |
1 |
6,000,000 |
0 |
0 |
| ON SEMICONDUCTOR CORP |
COM |
682189105 |
4,944 |
600,000 |
SH |
|
SOLE |
1 |
600,000 |
0 |
0 |
| OPKO HEALTH INC |
COM |
68375N103 |
7,128 |
844,600 |
SH |
|
SOLE |
1 |
844,600 |
0 |
0 |
| ORACLE CORP |
COM |
68389X105 |
15,304 |
400,000 |
SH |
|
SOLE |
1 |
400,000 |
0 |
0 |
| PDC ENERGY INC |
COM |
69327R101 |
12,430 |
233,561 |
SH |
|
SOLE |
1 |
233,561 |
0 |
0 |
| PMC-SIERRA INC |
COM |
69344F106 |
17,147 |
2,666,666 |
SH |
|
SOLE |
1 |
2,666,666 |
0 |
0 |
| PENN VA CORP |
COM |
707882106 |
54,975 |
5,829,845 |
SH |
|
SOLE |
1 |
5,829,845 |
0 |
0 |
| PENNEY J C INC |
COM |
708160106 |
126,603 |
13,836,361 |
SH |
|
SOLE |
1 |
13,836,361 |
0 |
0 |
| PEPSICO INC |
COM |
713448108 |
15,860 |
191,226 |
SH |
|
SOLE |
1 |
191,226 |
0 |
0 |
| PIONEER NAT RES CO |
COM |
723787107 |
181,524 |
986,170 |
SH |
|
SOLE |
1 |
986,170 |
0 |
0 |
| PIONEER NAT RES CO |
COM |
723787107 |
41,416 |
225,000 |
SH |
Call |
SOLE |
1 |
225,000 |
0 |
0 |
| POLYCOM INC |
COM |
73172K104 |
61,513 |
5,477,575 |
SH |
|
SOLE |
1 |
5,477,575 |
0 |
0 |
| PRICELINE COM INC |
COM NEW |
741503403 |
18,598 |
16,000 |
SH |
|
SOLE |
1 |
16,000 |
0 |
0 |
| PRUDENTIAL FINL INC |
COM |
744320102 |
1,844 |
20,000 |
SH |
|
SOLE |
1 |
20,000 |
0 |
0 |
| QLOGIC CORP |
COM |
747277101 |
17,351 |
1,466,666 |
SH |
|
SOLE |
1 |
1,466,666 |
0 |
0 |
| QUALCOMM INC |
COM |
747525103 |
52,215 |
703,230 |
SH |
|
SOLE |
1 |
703,230 |
0 |
0 |
| QUANTUM CORP |
NOTE 3.500%11/1 |
747906AG0 |
130,980 |
130,980,000 |
PRN |
|
SOLE |
1 |
130,980,000 |
0 |
0 |
| RADIAN GROUP INC |
COM |
750236101 |
23,984 |
1,698,570 |
SH |
|
SOLE |
1 |
1,698,570 |
0 |
0 |
| RANGE RES CORP |
COM |
75281A109 |
21,072 |
249,940 |
SH |
|
SOLE |
1 |
249,940 |
0 |
0 |
| RANGE RES CORP |
COM |
75281A109 |
12,647 |
150,000 |
SH |
Call |
SOLE |
1 |
150,000 |
0 |
0 |
| RED HAT INC |
COM |
756577102 |
91,991 |
1,641,525 |
SH |
|
SOLE |
1 |
1,641,525 |
0 |
0 |
| REGIONS FINL CORP NEW |
COM |
7591EP100 |
34,719 |
3,510,534 |
SH |
|
SOLE |
1 |
3,510,534 |
0 |
0 |
| RETAILMENOT INC |
COM SER 1 |
76132B106 |
31,826 |
1,105,438 |
SH |
|
SOLE |
1 |
1,105,438 |
0 |
0 |
| REX ENERGY CORPORATION |
COM |
761565100 |
3,843 |
195,000 |
SH |
|
SOLE |
1 |
195,000 |
0 |
0 |
| ROVI CORP |
COM |
779376102 |
7,305 |
371,001 |
SH |
|
SOLE |
1 |
371,001 |
0 |
0 |
| ROVI CORP |
NOTE 2.625% 2/1 |
779376AB8 |
211,642 |
209,029,000 |
PRN |
|
SOLE |
1 |
209,029,000 |
0 |
0 |
| SBA COMMUNICATIONS CORP |
COM |
78388J106 |
82,620 |
919,636 |
SH |
|
SOLE |
1 |
919,636 |
0 |
0 |
| SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
74,791 |
405,000 |
SH |
Call |
SOLE |
1 |
405,000 |
0 |
0 |
| SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
1,309,311 |
7,090,000 |
SH |
Put |
SOLE |
1 |
7,090,000 |
0 |
0 |
| SALESFORCE COM INC |
COM |
79466L302 |
6,899 |
125,000 |
SH |
|
SOLE |
1 |
125,000 |
0 |
0 |
| SANDISK CORP |
COM |
80004C101 |
3,527 |
50,000 |
SH |
|
SOLE |
1 |
50,000 |
0 |
0 |
| SAREPTA THERAPEUTICS INC |
COM |
803607100 |
4,746 |
233,000 |
SH |
|
SOLE |
1 |
233,000 |
0 |
0 |
| SCHLUMBERGER LTD |
COM |
806857108 |
27,187 |
301,713 |
SH |
|
SOLE |
1 |
301,713 |
0 |
0 |
| SELECT SECTOR SPDR TR |
SBI INT-ENERGY |
81369Y506 |
398,295 |
4,500,000 |
SH |
Put |
SOLE |
1 |
4,500,000 |
0 |
0 |
| SELECT SECTOR SPDR TR |
SBI INT-FINL |
81369Y605 |
13,116 |
600,000 |
SH |
|
SOLE |
1 |
600,000 |
0 |
0 |
| SEMGROUP CORP |
CL A |
81663A105 |
77,549 |
1,188,859 |
SH |
|
SOLE |
1 |
1,188,859 |
0 |
0 |
| SOLARWINDS INC |
COM |
83416B109 |
59,961 |
1,585,000 |
SH |
|
SOLE |
1 |
1,585,000 |
0 |
0 |
| STARWOOD PPTY TR INC |
COM |
85571B105 |
13,525 |
488,261 |
SH |
|
SOLE |
1 |
488,261 |
0 |
0 |
| STRYKER CORP |
COM |
863667101 |
33,813 |
450,000 |
SH |
|
SOLE |
1 |
450,000 |
0 |
0 |
| SUNCOR ENERGY INC NEW |
COM |
867224107 |
22,027 |
628,450 |
SH |
|
SOLE |
1 |
628,450 |
0 |
0 |
| SUNCOR ENERGY INC NEW |
COM |
867224107 |
34,174 |
975,000 |
SH |
Call |
SOLE |
1 |
975,000 |
0 |
0 |
| SUNEDISON INC |
COM |
86732Y109 |
9,788 |
750,000 |
SH |
|
SOLE |
1 |
750,000 |
0 |
0 |
| SUPERTEX INC |
COM |
868532102 |
4,175 |
166,666 |
SH |
|
SOLE |
1 |
166,666 |
0 |
0 |
| TCP CAP CORP |
COM |
87238Q103 |
205 |
12,200 |
SH |
|
SOLE |
1 |
12,200 |
0 |
0 |
| TW TELECOM INC |
COM |
87311L104 |
45,274 |
1,485,846 |
SH |
|
SOLE |
1 |
1,485,846 |
0 |
0 |
| TABLEAU SOFTWARE INC |
CL A |
87336U105 |
12,063 |
175,000 |
SH |
|
SOLE |
1 |
175,000 |
0 |
0 |
| TASMAN METALS LTD |
COM |
87652B103 |
1,694 |
1,666,666 |
SH |
|
SOLE |
1 |
1,666,666 |
0 |
0 |
| TERADATA CORP DEL |
COM |
88076W103 |
10,140 |
222,899 |
SH |
|
SOLE |
1 |
222,899 |
0 |
0 |
| TEVA PHARMACEUTICAL INDS LTD |
ADR |
881624209 |
373,386 |
9,316,000 |
SH |
|
SOLE |
1 |
9,316,000 |
0 |
0 |
| TEVA PHARMACEUTICAL INDS LTD |
ADR |
881624209 |
57,114 |
1,425,000 |
SH |
Call |
SOLE |
1 |
1,425,000 |
0 |
0 |
| TIBCO SOFTWARE INC |
COM |
88632Q103 |
41,019 |
1,824,666 |
SH |
|
SOLE |
1 |
1,824,666 |
0 |
0 |
| TIBCO SOFTWARE INC |
NOTE 2.250% 5/0 |
88632QAB9 |
310,736 |
308,614,000 |
PRN |
|
SOLE |
1 |
308,614,000 |
0 |
0 |
| TIME WARNER CABLE INC |
COM |
88732J207 |
3,388 |
25,000 |
SH |
|
SOLE |
1 |
25,000 |
0 |
0 |
| TIME WARNER CABLE INC |
COM |
88732J207 |
33,875 |
250,000 |
SH |
Call |
SOLE |
1 |
250,000 |
0 |
0 |
| TOWERSTREAM CORP |
COM |
892000100 |
1,278 |
431,800 |
SH |
|
SOLE |
1 |
431,800 |
0 |
0 |
| TRANSDIGM GROUP INC |
COM |
893641100 |
13,855 |
86,046 |
SH |
|
SOLE |
1 |
86,046 |
0 |
0 |
| TRIUMPH GROUP INC NEW |
COM |
896818101 |
11,174 |
146,895 |
SH |
|
SOLE |
1 |
146,895 |
0 |
0 |
| TURQUOISE HILL RES LTD |
COM |
900435108 |
18,216 |
5,520,000 |
SH |
|
SOLE |
1 |
5,520,000 |
0 |
0 |
| UNITED CONTL HLDGS INC |
COM |
910047109 |
27,298 |
721,594 |
SH |
|
SOLE |
1 |
721,594 |
0 |
0 |
| UNUM GROUP |
COM |
91529Y106 |
1,052 |
30,000 |
SH |
|
SOLE |
1 |
30,000 |
0 |
0 |
| UNWIRED PLANET INC NEW |
COM |
91531F103 |
8,904 |
6,451,979 |
SH |
|
SOLE |
1 |
6,451,979 |
0 |
0 |
| VERINT SYS INC |
COM |
92343X100 |
1,574 |
36,666 |
SH |
|
SOLE |
1 |
36,666 |
0 |
0 |
| VERISK ANALYTICS INC |
CL A |
92345Y106 |
16,212 |
246,684 |
SH |
|
SOLE |
1 |
246,684 |
0 |
0 |
| VIOLIN MEMORY INC |
COM |
92763A101 |
4,950 |
1,249,999 |
SH |
|
SOLE |
1 |
1,249,999 |
0 |
0 |
| VIPSHOP HLDGS LTD |
SPONSORED ADR |
92763W103 |
17,380 |
207,700 |
SH |
|
SOLE |
1 |
207,700 |
0 |
0 |
| VISTEON CORP |
COM NEW |
92839U206 |
30,656 |
374,350 |
SH |
|
SOLE |
1 |
374,350 |
0 |
0 |
| VORNADO RLTY TR |
SH BEN INT |
929042109 |
7,470 |
84,133 |
SH |
|
SOLE |
1 |
84,133 |
0 |
0 |
| WALGREEN CO |
COM |
931422109 |
29,622 |
515,700 |
SH |
|
SOLE |
1 |
515,700 |
0 |
0 |
| WEBMD HEALTH CORP |
NOTE 2.250% 3/3 |
94770VAH5 |
180,876 |
179,530,000 |
PRN |
|
SOLE |
1 |
179,530,000 |
0 |
0 |
| WEBMD HEALTH CORP |
NOTE 2.500% 1/3 |
94770VAF9 |
81,733 |
82,768,000 |
PRN |
|
SOLE |
1 |
82,768,000 |
0 |
0 |
| WELLS FARGO & CO NEW |
COM |
949746101 |
2,270 |
50,000 |
SH |
|
SOLE |
1 |
50,000 |
0 |
0 |
| WESTERN REFNG INC |
COM |
959319104 |
41,804 |
985,699 |
SH |
|
SOLE |
1 |
985,699 |
0 |
0 |
| XILINX INC |
COM |
983919101 |
2,296 |
50,000 |
SH |
|
SOLE |
1 |
50,000 |
0 |
0 |
| XYLEM INC |
COM |
98419M100 |
7,831 |
226,328 |
SH |
|
SOLE |
1 |
226,328 |
0 |
0 |
| YAHOO INC |
COM |
984332106 |
8,088 |
200,000 |
SH |
|
SOLE |
1 |
200,000 |
0 |
0 |
| YPF SOCIEDAD ANONIMA |
SPON ADR CL D |
984245100 |
137,814 |
4,181,246 |
SH |
|
SOLE |
1 |
4,181,246 |
0 |
0 |
| ZIONS BANCORPORATION |
COM |
989701107 |
35,715 |
1,192,100 |
SH |
|
SOLE |
1 |
1,192,100 |
0 |
0 |
| ZOETIS INC |
CL A |
98978V103 |
81,572 |
2,495,329 |
SH |
|
SOLE |
1 |
2,495,329 |
0 |
0 |
| ZOETIS INC |
CL A |
98978V103 |
6,080 |
186,000 |
SH |
Call |
SOLE |
1 |
186,000 |
0 |
0 |
| ZYNGA INC |
CL A |
98986T108 |
7,600 |
2,000,000 |
SH |
|
SOLE |
1 |
2,000,000 |
0 |
0 |
| ACTAVIS PLC |
SHS |
G0083B108 |
4,200 |
25,000 |
SH |
|
SOLE |
1 |
25,000 |
0 |
0 |
| ALLEGION PUB LTD CO |
ORD SHS |
G0176J109 |
221 |
5,000 |
SH |
|
SOLE |
1 |
5,000 |
0 |
0 |
| CREDICORP LTD |
COM |
G2519Y108 |
17,228 |
129,800 |
SH |
|
SOLE |
1 |
129,800 |
0 |
0 |
| DELPHI AUTOMOTIVE PLC |
SHS |
G27823106 |
44,578 |
741,358 |
SH |
|
SOLE |
1 |
741,358 |
0 |
0 |
| ESSENT GROUP LTD |
COM |
G3198U102 |
181,620 |
7,548,618 |
SH |
|
SOLE |
1 |
7,548,618 |
0 |
0 |
| HERBALIFE LTD |
COM USD SHS |
G4412G101 |
252,275 |
3,205,519 |
SH |
|
SOLE |
1 |
3,205,519 |
0 |
0 |
| LIBERTY GLOBAL PLC |
SHS CL A |
G5480U104 |
101,600 |
1,141,696 |
SH |
|
SOLE |
1 |
1,141,696 |
0 |
0 |
| LIBERTY GLOBAL PLC |
SHS CL C |
G5480U120 |
146,548 |
1,737,997 |
SH |
|
SOLE |
1 |
1,737,997 |
0 |
0 |
| MANCHESTER UTD PLC NEW |
ORD CL A |
G5784H106 |
10,593 |
682,115 |
SH |
|
SOLE |
1 |
682,115 |
0 |
0 |
| RENAISSANCERE HOLDINGS LTD |
COM |
G7496G103 |
2,434 |
25,000 |
SH |
|
SOLE |
1 |
25,000 |
0 |
0 |
| ADECOAGRO S A |
COM |
L00849106 |
209,653 |
25,915,076 |
SH |
|
SOLE |
1 |
25,915,076 |
0 |
0 |
| CLICKSOFTWARE TECHNOLOGIES L |
ORD |
M25082104 |
23,475 |
3,130,000 |
SH |
|
SOLE |
1 |
3,130,000 |
0 |
0 |
| LYONDELLBASELL INDUSTRIES N |
SHS - A - |
N53745100 |
69,682 |
867,985 |
SH |
|
SOLE |
1 |
867,985 |
0 |
0 |
| NXP SEMICONDUCTORS N V |
COM |
N6596X109 |
10,794 |
235,000 |
SH |
|
SOLE |
1 |
235,000 |
0 |
0 |
| DIANA SHIPPING INC |
COM |
Y2066G104 |
1,036 |
77,942 |
SH |
|
SOLE |
1 |
77,942 |
0 |
0 |
| NAVIOS MARITIME HOLDINGS INC |
COM |
Y62196103 |
621 |
55,632 |
SH |
|
SOLE |
1 |
55,632 |
0 |
0 |
| SAFE BULKERS INC |
COM |
Y7388L103 |
4,373 |
420,463 |
SH |
|
SOLE |
1 |
420,463 |
0 |
0 |
| SCORPIO BULKERS INC |
SHS |
Y7546A106 |
8,984 |
894,000 |
SH |
|
SOLE |
1 |
894,000 |
0 |
0 |
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