SEC FORM 13F-HR
|
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
06-30-2013 |
| Check here if Amendment |
|
Amendment Number: |
| This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing this Report: |
| Name: |
SOROS FUND MANAGEMENT LLC |
| Address: |
888 SEVENTH AVENUE |
|
33RD FLOOR |
|
NEW YORK,
NY
10106 |
| Form 13F File Number: |
028-06420 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of Reporting Manager: |
| Name: |
Jodye M. Anzalotta |
| Title: |
Assistant General Counsel |
| Phone: |
212-320-5531 |
| Signature, Place, and Date of Signing: |
| /s/ Jodye M. Anzalotta |
New York,
NY |
08-14-2013 |
| [Signature] |
[City, State] |
[Date] |
| Note to Form 13F Information Table: In each case where a "99,999,999" is disclosed in Column 8 of the attached Form 13F Information Table with respect to a security, the value of the Reporting Person's voting authority is equal to the shares or principal amount reflected in Column 5 with respect to such security. |
| Report Type (Check only one.): |
| X |
13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |
| |
13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |
| |
13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included Managers: |
1 |
|
|
|
Form 13F Information Table Entry Total: |
204 |
|
Form 13F Information Table Value Total: |
9,220,403 |
|
(thousands) |
|
| List of Other Included Managers: |
| Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this report is filed, other than the
manager filing this report. |
| [If there are no entries in this list, state “NONE” and omit the
column headings and list entries.] |
|
No. |
Form 13F File Number |
Name |
|
1 |
028-10418 |
SOROS GEORGE |
SEC FORM 13-F Information Table
|
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| THE ADT CORPORATION |
COM |
00101J106 |
22,914 |
575,000 |
SH |
|
SOLE |
1 |
0 |
575,000 |
0 |
| AMC NETWORKS INC |
CL A |
00164V103 |
2,571 |
39,300 |
SH |
|
SOLE |
1 |
39,300 |
0 |
0 |
| ABBOTT LABS |
COM |
002824100 |
36,075 |
1,034,252 |
SH |
|
SOLE |
1 |
1,034,252 |
0 |
0 |
| ABBVIE INC |
COM |
00287Y109 |
41,702 |
1,008,752 |
SH |
|
SOLE |
1 |
1,008,752 |
0 |
0 |
| ABBVIE INC |
COM |
00287Y109 |
6,821 |
165,000 |
SH |
Call |
SOLE |
1 |
165,000 |
0 |
0 |
| ACACIA RESH CORP |
ACACIA TCH COM |
003881307 |
51,962 |
2,324,900 |
SH |
|
SOLE |
1 |
2,324,900 |
0 |
0 |
| ACTUATE CORP |
COM |
00508B102 |
7,747 |
1,166,766 |
SH |
|
SOLE |
1 |
1,166,766 |
0 |
0 |
| AFFILIATED MANAGERS GROUP |
COM |
008252108 |
5,428 |
33,109 |
SH |
|
SOLE |
1 |
33,109 |
0 |
0 |
| ALCATEL-LUCENT |
SPONSORED ADR |
013904305 |
2,730 |
1,500,000 |
SH |
|
SOLE |
1 |
1,500,000 |
0 |
0 |
| AMAZON COM INC |
COM |
023135106 |
11,108 |
40,000 |
SH |
|
SOLE |
1 |
40,000 |
0 |
0 |
| AMERICA MOVIL SAB DE CV |
SPON ADR L SHS |
02364W105 |
8,700 |
400,000 |
SH |
Put |
SOLE |
1 |
400,000 |
0 |
0 |
| AMERICAN INTL GROUP INC |
COM NEW |
026874784 |
101,507 |
2,270,849 |
SH |
|
SOLE |
1 |
2,270,849 |
0 |
0 |
| ANGIES LIST INC |
COM |
034754101 |
29,205 |
1,100,000 |
SH |
|
SOLE |
1 |
1,100,000 |
0 |
0 |
| APPLE INC |
COM |
037833100 |
26,458 |
66,800 |
SH |
|
SOLE |
1 |
66,800 |
0 |
0 |
| APPLIED MICRO CIRCUITS CORP |
COM NEW |
03822W406 |
1,988 |
225,876 |
SH |
|
SOLE |
1 |
225,876 |
0 |
0 |
| BAIDU INC |
SPON ADR REP A |
056752108 |
7,326 |
77,500 |
SH |
|
SOLE |
1 |
77,500 |
0 |
0 |
| BAKER HUGHES INC |
COM |
057224107 |
10,247 |
222,141 |
SH |
|
SOLE |
1 |
222,141 |
0 |
0 |
| BANKRATE INC DEL |
COM |
06647F102 |
15,920 |
1,108,613 |
SH |
|
SOLE |
1 |
1,108,613 |
0 |
0 |
| BARRICK GOLD CORP |
COM |
067901108 |
30,221 |
1,920,000 |
SH |
Call |
SOLE |
1 |
1,920,000 |
0 |
0 |
| BIOAMBER INC |
*W EXP 05/09/201 |
09072Q114 |
107 |
194,000 |
SH |
|
SOLE |
1 |
194,000 |
0 |
0 |
| BLACKHAWK NETWORK HLDGS INC |
CL A |
09238E104 |
870 |
37,500 |
SH |
|
SOLE |
1 |
37,500 |
0 |
0 |
| BOEING CO |
COM |
097023105 |
30,247 |
295,268 |
SH |
|
SOLE |
1 |
295,268 |
0 |
0 |
| BRISTOL MYERS SQUIBB CO |
COM |
110122108 |
4,469 |
100,000 |
SH |
|
SOLE |
1 |
100,000 |
0 |
0 |
| BROCADE COMMUNICATIONS SYS I |
COM NEW |
111621306 |
73,536 |
12,766,666 |
SH |
|
SOLE |
1 |
12,766,666 |
0 |
0 |
| CBS CORP NEW |
CL B |
124857202 |
2,444 |
50,000 |
SH |
|
SOLE |
1 |
50,000 |
0 |
0 |
| CBS CORP NEW |
CL B |
124857202 |
10,263 |
210,000 |
SH |
Call |
SOLE |
1 |
210,000 |
0 |
0 |
| CF INDS HLDGS INC |
COM |
125269100 |
5,883 |
34,308 |
SH |
|
SOLE |
1 |
34,308 |
0 |
0 |
| CME GROUP INC |
COM |
12572Q105 |
2,279 |
30,000 |
SH |
|
SOLE |
1 |
30,000 |
0 |
0 |
| CST BRANDS INC |
COM |
12646R105 |
1,048 |
34,000 |
SH |
|
SOLE |
1 |
34,000 |
0 |
0 |
| CA INC |
COM |
12673P105 |
37,410 |
1,306,666 |
SH |
|
SOLE |
1 |
1,306,666 |
0 |
0 |
| CABOT OIL & GAS CORP |
COM |
127097103 |
7,742 |
109,000 |
SH |
|
SOLE |
1 |
109,000 |
0 |
0 |
| CADENCE DESIGN SYSTEM INC |
NOTE 1.500%12/1 |
127387AF5 |
32,884 |
32,720,000 |
PRN |
|
SOLE |
1 |
32,720,000 |
0 |
0 |
| CAESARS ENTMT CORP |
COM |
127686103 |
82,041 |
5,988,342 |
SH |
|
SOLE |
1 |
5,988,342 |
0 |
0 |
| CAMECO CORP |
COM |
13321L108 |
38,719 |
1,874,126 |
SH |
|
SOLE |
1 |
1,874,126 |
0 |
0 |
| CAMECO CORP |
COM |
13321L108 |
52,892 |
2,560,100 |
SH |
Call |
SOLE |
1 |
2,560,100 |
0 |
0 |
| CDN IMPERIAL BK OF COMMERCE |
COM |
136069951 |
24,958 |
352,000 |
SH |
Put |
SOLE |
1 |
352,000 |
0 |
0 |
| CARTER INC |
COM |
146229109 |
21,851 |
295,000 |
SH |
|
SOLE |
1 |
295,000 |
0 |
0 |
| CEMEX SAB DE CV |
SPON ADR NEW |
151290889 |
74,350 |
7,027,332 |
SH |
|
SOLE |
1 |
7,027,332 |
0 |
0 |
| CENTERPOINT ENERGY INC |
COM |
15189T107 |
3,077 |
131,000 |
SH |
|
SOLE |
1 |
131,000 |
0 |
0 |
| CHARTER COMMUNICATIONS INC D |
CL A NEW |
16117M305 |
223,267 |
1,802,718 |
SH |
|
SOLE |
1 |
1,802,718 |
0 |
0 |
| CHEVRON CORP NEW |
COM |
166764100 |
29,987 |
253,400 |
SH |
Put |
SOLE |
1 |
253,400 |
0 |
0 |
| CHURCHILL DOWNS INC |
COM |
171484108 |
47,542 |
602,943 |
SH |
|
SOLE |
1 |
602,943 |
0 |
0 |
| CIENA CORP |
NOTE 0.875% 6/1 |
171779AE1 |
101,779 |
105,607,000 |
PRN |
|
SOLE |
1 |
99,999,999 |
0 |
0 |
| CISCO SYS INC |
COM |
17275R102 |
5,755 |
236,726 |
SH |
|
SOLE |
1 |
236,726 |
0 |
0 |
| CITIGROUP INC |
COM NEW |
172967424 |
8,285 |
172,722 |
SH |
|
SOLE |
1 |
172,722 |
0 |
0 |
| CITRIX SYS INC |
COM |
177376100 |
6,033 |
100,000 |
SH |
|
SOLE |
1 |
100,000 |
0 |
0 |
| COINSTAR INC |
COM |
19259P300 |
26,406 |
450,000 |
SH |
|
SOLE |
1 |
450,000 |
0 |
0 |
| COMCAST CORP NEW |
CL A |
20030N101 |
3,141 |
75,000 |
SH |
|
SOLE |
1 |
75,000 |
0 |
0 |
| CONSTANT CONTACT INC |
COM |
210313102 |
12,053 |
750,000 |
SH |
|
SOLE |
1 |
750,000 |
0 |
0 |
| CONSTELLATION BRANDS INC |
CL A |
21036P108 |
127,017 |
2,437,000 |
SH |
|
SOLE |
1 |
2,437,000 |
0 |
0 |
| COTY INC |
COM CL A |
222070203 |
6,345 |
369,300 |
SH |
|
SOLE |
1 |
369,300 |
0 |
0 |
| CUBIST PHARMACEUTICALS INC |
COM |
229678107 |
8,453 |
175,000 |
SH |
|
SOLE |
1 |
175,000 |
0 |
0 |
| DELTA AIR LINES INC DEL |
COM NEW |
247361702 |
96,390 |
5,151,757 |
SH |
|
SOLE |
1 |
5,151,757 |
0 |
0 |
| DENBURY RES INC |
COM NEW |
247916208 |
33,891 |
1,956,791 |
SH |
|
SOLE |
1 |
1,956,791 |
0 |
0 |
| DEXCOM INC |
COM |
252131107 |
2,245 |
100,000 |
SH |
|
SOLE |
1 |
100,000 |
0 |
0 |
| DIGITAL RIV INC |
NOTE 1.250% 1/0 |
25388BAB0 |
5,598 |
5,683,000 |
PRN |
|
SOLE |
1 |
5,683,000 |
0 |
0 |
| DIGITAL RIV INC |
NOTE 2.000%11/0 |
25388BAD6 |
268,843 |
270,875,000 |
PRN |
|
SOLE |
1 |
99,999,999 |
0 |
0 |
| DISH NETWORK CORP |
CL A |
25470M109 |
73,697 |
1,733,240 |
SH |
|
SOLE |
1 |
1,733,240 |
0 |
0 |
| DISH NETWORK CORP |
CL A |
25470M109 |
95,117 |
2,237,000 |
SH |
Call |
SOLE |
1 |
2,237,000 |
0 |
0 |
| DIRECTV |
COM |
25490A309 |
29,174 |
473,453 |
SH |
|
SOLE |
1 |
473,453 |
0 |
0 |
| DYNEGY INC NEW DEL |
COM |
26817R108 |
1,120 |
49,650 |
SH |
|
SOLE |
1 |
49,650 |
0 |
0 |
| EQT CORP |
COM |
26884L109 |
194,419 |
2,449,537 |
SH |
|
SOLE |
1 |
2,449,537 |
0 |
0 |
| ENERGEN CORP |
COM |
29265N108 |
68,035 |
1,301,862 |
SH |
|
SOLE |
1 |
1,301,862 |
0 |
0 |
| EVERCORE PARTNERS INC |
CLASS A |
29977A105 |
1,587 |
40,400 |
SH |
|
SOLE |
1 |
40,400 |
0 |
0 |
| EXAR CORP |
COM |
300645108 |
67,394 |
6,257,579 |
SH |
|
SOLE |
1 |
6,257,579 |
0 |
0 |
| EXTREME NETWORKS INC |
COM |
30226D106 |
31,865 |
9,236,249 |
SH |
|
SOLE |
1 |
9,236,249 |
0 |
0 |
| F M C CORP |
COM NEW |
302491303 |
22,786 |
373,179 |
SH |
|
SOLE |
1 |
373,179 |
0 |
0 |
| FAIRCHILD SEMICONDUCTOR INTL |
COM |
303726103 |
1,380 |
100,000 |
SH |
|
SOLE |
1 |
100,000 |
0 |
0 |
| GENERAL MTRS CO |
COM |
37045V100 |
25,249 |
758,000 |
SH |
|
SOLE |
1 |
758,000 |
0 |
0 |
| GENERAL MTRS CO |
JR PFD CNV SRB |
37045V209 |
26,522 |
550,700 |
SH |
|
SOLE |
1 |
550,700 |
0 |
0 |
| GILEAD SCIENCES INC |
COM |
375558103 |
6,401 |
125,000 |
SH |
|
SOLE |
1 |
125,000 |
0 |
0 |
| GLOBAL EAGLE ENTMT INC |
COM |
37951D102 |
2,012 |
200,000 |
SH |
|
SOLE |
1 |
200,000 |
0 |
0 |
| GOLDCORP INC NEW |
COM |
380956409 |
9,768 |
395,000 |
SH |
Put |
SOLE |
1 |
395,000 |
0 |
0 |
| GOODRICH PETE CORP |
COM NEW |
382410405 |
2,560 |
200,000 |
SH |
Call |
SOLE |
1 |
200,000 |
0 |
0 |
| GOODYEAR TIRE & RUBR CO |
COM |
382550101 |
5,352 |
350,000 |
SH |
|
SOLE |
1 |
350,000 |
0 |
0 |
| GOOGLE INC |
CL A |
38259P508 |
349,465 |
396,953 |
SH |
|
SOLE |
1 |
396,953 |
0 |
0 |
| GOOGLE INC |
CL A |
38259P508 |
9,860 |
11,200 |
SH |
Call |
SOLE |
1 |
11,200 |
0 |
0 |
| GRACE W R & CO DEL NEW |
COM |
38388F108 |
13,503 |
160,668 |
SH |
|
SOLE |
1 |
160,668 |
0 |
0 |
| GULFPORT ENERGY CORP |
COM NEW |
402635304 |
22,890 |
486,289 |
SH |
|
SOLE |
1 |
486,289 |
0 |
0 |
| GULFPORT ENERGY CORP |
COM NEW |
402635304 |
4,707 |
100,000 |
SH |
Call |
SOLE |
1 |
100,000 |
0 |
0 |
| HILLSHIRE BRANDS CO |
COM |
432589109 |
3,078 |
93,042 |
SH |
|
SOLE |
1 |
93,042 |
0 |
0 |
| HOLOGIC INC |
FRNT 2.000%12/1 |
436440AA9 |
17,017 |
16,996,000 |
PRN |
|
SOLE |
1 |
16,996,000 |
0 |
0 |
| HOLOGIC INC |
FRNT 2.000%12/1 |
436440AG6 |
220,216 |
213,802,000 |
PRN |
|
SOLE |
1 |
99,999,999 |
0 |
0 |
| HOME DEPOT INC |
COM |
437076102 |
3,874 |
50,000 |
SH |
|
SOLE |
1 |
50,000 |
0 |
0 |
| HOME INNS & HOTELS MGMT INC |
SPON ADR |
43713W107 |
11,312 |
423,500 |
SH |
|
SOLE |
1 |
423,500 |
0 |
0 |
| HOWARD HUGHES CORP |
COM |
44267D107 |
11,209 |
100,000 |
SH |
|
SOLE |
1 |
100,000 |
0 |
0 |
| ILLUMINA INC |
COM |
452327109 |
1,871 |
25,000 |
SH |
|
SOLE |
1 |
25,000 |
0 |
0 |
| INTEL CORP |
COM |
458140100 |
6,943 |
286,666 |
SH |
|
SOLE |
1 |
286,666 |
0 |
0 |
| ISHARES TR |
MSCI EMERG MKT |
464287234 |
143,018 |
3,708,000 |
SH |
Put |
SOLE |
1 |
3,708,000 |
0 |
0 |
| ISHARES TR |
RUSSELL 2000 |
464287655 |
100,074 |
1,030,000 |
SH |
Put |
SOLE |
1 |
1,030,000 |
0 |
0 |
| ISHARES TR |
DJ HOME CONSTN |
464288752 |
22,380 |
1,000,000 |
SH |
Put |
SOLE |
1 |
1,000,000 |
0 |
0 |
| JOHNSON & JOHNSON |
COM |
478160104 |
217,571 |
2,534,022 |
SH |
|
SOLE |
1 |
2,534,022 |
0 |
0 |
| KINDER MORGAN INC DEL |
COM |
49456B101 |
7,630 |
200,000 |
SH |
Put |
SOLE |
1 |
200,000 |
0 |
0 |
| KRAFT FOODS GROUP INC |
COM |
50076Q106 |
33,306 |
596,133 |
SH |
|
SOLE |
1 |
596,133 |
0 |
0 |
| LSI CORPORATION |
COM |
502161102 |
21,896 |
3,066,666 |
SH |
|
SOLE |
1 |
3,066,666 |
0 |
0 |
| LIBERTY INTERACTIVE CORP |
INT COM SER A |
53071M104 |
2,991 |
130,000 |
SH |
|
SOLE |
1 |
130,000 |
0 |
0 |
| LIONS GATE ENTMNT CORP |
COM NEW |
535919203 |
3,964 |
144,300 |
SH |
|
SOLE |
1 |
144,300 |
0 |
0 |
| LORAL SPACE & COMMUNICATNS I |
COM |
543881106 |
42,301 |
705,258 |
SH |
|
SOLE |
1 |
705,258 |
0 |
0 |
| LUMOS NETWORKS CORP |
COM |
550283105 |
439 |
25,690 |
SH |
|
SOLE |
1 |
25,690 |
0 |
0 |
| MACQUARIE INFRASTR CO LLC |
MEMBERSHIP INT |
55608B105 |
1,336 |
25,000 |
SH |
|
SOLE |
1 |
25,000 |
0 |
0 |
| MACYS INC |
COM |
55616P104 |
85,440 |
1,780,000 |
SH |
|
SOLE |
1 |
1,780,000 |
0 |
0 |
| MAGNUM HUNTER RES CORP DEL |
COM |
55973B102 |
913 |
250,000 |
SH |
|
SOLE |
1 |
250,000 |
0 |
0 |
| MARKET VECTORS ETF TR |
JR GOLD MINERS E |
57060U589 |
10,992 |
1,200,000 |
SH |
|
SOLE |
1 |
1,200,000 |
0 |
0 |
| MARKET VECTORS ETF TR |
JR GOLD MINERS E |
57060U959 |
28,488 |
3,110,000 |
SH |
Put |
SOLE |
1 |
3,110,000 |
0 |
0 |
| MARKETO INC |
COM |
57063L107 |
995 |
40,000 |
SH |
|
SOLE |
1 |
40,000 |
0 |
0 |
| MEAD JOHNSON NUTRITION CO |
COM |
582839106 |
11,799 |
148,920 |
SH |
|
SOLE |
1 |
148,920 |
0 |
0 |
| MEADWESTVACO CORP |
COM |
583334107 |
62,416 |
1,829,858 |
SH |
|
SOLE |
1 |
1,829,858 |
0 |
0 |
| MEDICINES CO |
COM |
584688105 |
4,614 |
150,000 |
SH |
|
SOLE |
1 |
150,000 |
0 |
0 |
| MERCK & CO INC NEW |
COM |
58933Y105 |
11,613 |
250,000 |
SH |
|
SOLE |
1 |
250,000 |
0 |
0 |
| MERCURY SYS INC |
COM |
589378108 |
11,679 |
1,266,666 |
SH |
|
SOLE |
1 |
1,266,666 |
0 |
0 |
| METLIFE INC |
COM |
59156R108 |
3,295 |
72,000 |
SH |
|
SOLE |
1 |
72,000 |
0 |
0 |
| MICRON TECHNOLOGY INC |
COM |
595112103 |
28,660 |
2,000,000 |
SH |
|
SOLE |
1 |
2,000,000 |
0 |
0 |
| MICRON TECHNOLOGY INC |
NOTE 1.875% 6/0 |
595112AH6 |
178,328 |
156,000,000 |
PRN |
|
SOLE |
1 |
99,999,999 |
0 |
0 |
| MILLENNIAL MEDIA INC |
COM |
60040N105 |
6,968 |
800,000 |
SH |
|
SOLE |
1 |
800,000 |
0 |
0 |
| MONDELEZ INTL INC |
CL A |
609207105 |
27,113 |
950,343 |
SH |
|
SOLE |
1 |
950,343 |
0 |
0 |
| MOTOROLA SOLUTIONS INC |
COM NEW |
620076307 |
111,754 |
1,935,801 |
SH |
|
SOLE |
1 |
1,935,801 |
0 |
0 |
| NRG ENERGY INC |
COM NEW |
629377508 |
28,921 |
1,083,188 |
SH |
|
SOLE |
1 |
1,083,188 |
0 |
0 |
| NRG ENERGY INC |
COM NEW |
629377508 |
36,579 |
1,370,000 |
SH |
Call |
SOLE |
1 |
1,370,000 |
0 |
0 |
| NETAPP INC |
COM |
64110D104 |
183,864 |
4,866,700 |
SH |
|
SOLE |
1 |
4,866,700 |
0 |
0 |
| NETFLIX INC |
COM |
64110L106 |
8,444 |
40,000 |
SH |
|
SOLE |
1 |
40,000 |
0 |
0 |
| NEUROCRINE BIOSCIENCES INC |
COM |
64125C109 |
2,676 |
200,000 |
SH |
|
SOLE |
1 |
200,000 |
0 |
0 |
| NEWMONT MINING CORP |
COM |
651639106 |
33,469 |
1,117,500 |
SH |
Put |
SOLE |
1 |
1,117,500 |
0 |
0 |
| NICE SYS LTD |
SPONSORED ADR |
653656108 |
9,900 |
268,366 |
SH |
|
SOLE |
1 |
268,366 |
0 |
0 |
| NUANCE COMMUNICATIONS INC |
NOTE 2.750%11/0 |
67020YAF7 |
32,960 |
32,000,000 |
PRN |
|
SOLE |
1 |
32,000,000 |
0 |
0 |
| OGE ENERGY CORP |
COM |
670837103 |
18,260 |
267,747 |
SH |
|
SOLE |
1 |
267,747 |
0 |
0 |
| OCCIDENTAL PETE CORP DEL |
COM |
674599105 |
34,227 |
383,578 |
SH |
|
SOLE |
1 |
383,578 |
0 |
0 |
| ON SEMICONDUCTOR CORP |
COM |
682189105 |
2,020 |
250,000 |
SH |
|
SOLE |
1 |
250,000 |
0 |
0 |
| OPENTABLE INC |
COM |
68372A104 |
2,291 |
35,821 |
SH |
|
SOLE |
1 |
35,821 |
0 |
0 |
| PANDORA MEDIA INC |
COM |
698354107 |
6,016 |
326,956 |
SH |
|
SOLE |
1 |
326,956 |
0 |
0 |
| PDC ENERGY INC |
COM |
69327R101 |
1,596 |
31,000 |
SH |
|
SOLE |
1 |
31,000 |
0 |
0 |
| PENN VA CORP |
COM |
707882106 |
8,828 |
1,878,242 |
SH |
|
SOLE |
1 |
1,878,242 |
0 |
0 |
| PENNEY J C INC |
COM |
708160106 |
341,368 |
19,986,361 |
SH |
|
SOLE |
1 |
19,986,361 |
0 |
0 |
| PENNEY J C INC |
COM |
708160106 |
8,540 |
500,000 |
SH |
Call |
SOLE |
1 |
500,000 |
0 |
0 |
| PEPSICO INC |
COM |
713448108 |
15,640 |
191,226 |
SH |
|
SOLE |
1 |
191,226 |
0 |
0 |
| PEPSICO INC |
COM |
713448108 |
16,358 |
200,000 |
SH |
Call |
SOLE |
1 |
200,000 |
0 |
0 |
| PHILLIPS 66 |
COM |
718546104 |
8,695 |
147,600 |
SH |
|
SOLE |
1 |
147,600 |
0 |
0 |
| PIONEER NAT RES CO |
COM |
723787107 |
141,890 |
980,240 |
SH |
|
SOLE |
1 |
980,240 |
0 |
0 |
| POWERSHARES QQQ TRUST |
UNIT SER 1 |
73935A104 |
21,363 |
300,000 |
SH |
Call |
SOLE |
1 |
300,000 |
0 |
0 |
| POWERSHARES QQQ TRUST |
UNIT SER 1 |
73935A104 |
53,550 |
752,000 |
SH |
Put |
SOLE |
1 |
752,000 |
0 |
0 |
| PRUDENTIAL FINL INC |
COM |
744320102 |
4,033 |
55,219 |
SH |
|
SOLE |
1 |
55,219 |
0 |
0 |
| QUANTUM CORP |
NOTE 3.500%11/1 |
747906AG0 |
127,706 |
130,980,000 |
PRN |
|
SOLE |
1 |
99,999,999 |
0 |
0 |
| RACKSPACE HOSTING INC |
COM |
750086100 |
9,473 |
250,000 |
SH |
|
SOLE |
1 |
250,000 |
0 |
0 |
| RADIAN GROUP INC |
COM |
750236101 |
19,225 |
1,654,500 |
SH |
Call |
SOLE |
1 |
1,654,500 |
0 |
0 |
| RED HAT INC |
COM |
756577102 |
7,173 |
150,000 |
SH |
|
SOLE |
1 |
150,000 |
0 |
0 |
| ROVI CORP |
NOTE 2.625% 2/1 |
779376AB8 |
201,446 |
196,174,000 |
PRN |
|
SOLE |
1 |
99,999,999 |
0 |
0 |
| RUCKUS WIRELESS INC |
COM |
781220108 |
981 |
76,600 |
SH |
|
SOLE |
1 |
76,600 |
0 |
0 |
| SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
4,185 |
26,157 |
SH |
|
SOLE |
1 |
26,157 |
0 |
0 |
| SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
22,977 |
143,600 |
SH |
Call |
SOLE |
1 |
143,600 |
0 |
0 |
| SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
1,248,463 |
7,802,400 |
SH |
Put |
SOLE |
1 |
7,802,400 |
0 |
0 |
| SPDR SERIES TRUST |
S&P HOMEBUILD |
78464A888 |
30,597 |
1,040,000 |
SH |
Put |
SOLE |
1 |
1,040,000 |
0 |
0 |
| SANDISK CORP |
COM |
80004C101 |
9,165 |
150,000 |
SH |
|
SOLE |
1 |
150,000 |
0 |
0 |
| SAREPTA THERAPEUTICS INC |
COM |
803607100 |
16,197 |
425,689 |
SH |
|
SOLE |
1 |
425,689 |
0 |
0 |
| SELECT SECTOR SPDR TR |
SBI INT-ENERGY |
81369Y506 |
48,858 |
623,500 |
SH |
Put |
SOLE |
1 |
623,500 |
0 |
0 |
| SELECT SECTOR SPDR TR |
SBI INT-FINL |
81369Y605 |
3,898 |
200,000 |
SH |
|
SOLE |
1 |
200,000 |
0 |
0 |
| SEMGROUP CORP |
CL A |
81663A105 |
19,129 |
355,154 |
SH |
|
SOLE |
1 |
355,154 |
0 |
0 |
| SHUTTERFLY INC |
COM |
82568P304 |
89,822 |
1,610,000 |
SH |
|
SOLE |
1 |
1,610,000 |
0 |
0 |
| SMITHFIELD FOODS INC |
COM |
832248108 |
5,458 |
166,666 |
SH |
|
SOLE |
1 |
166,666 |
0 |
0 |
| SOUTHWEST AIRLS CO |
COM |
844741108 |
3,646 |
282,820 |
SH |
|
SOLE |
1 |
282,820 |
0 |
0 |
| SPREADTRUM COMMUNICATIONS IN |
ADR |
849415203 |
49,875 |
1,900,000 |
SH |
|
SOLE |
1 |
1,900,000 |
0 |
0 |
| STMICROELECTRONICS N V |
NY REGISTRY |
861012102 |
15,882 |
1,766,666 |
SH |
|
SOLE |
1 |
1,766,666 |
0 |
0 |
| SUPERTEX INC |
COM |
868532102 |
3,985 |
166,666 |
SH |
|
SOLE |
1 |
166,666 |
0 |
0 |
| TD AMERITRADE HLDG CORP |
COM |
87236Y108 |
5,635 |
232,000 |
SH |
|
SOLE |
1 |
232,000 |
0 |
0 |
| T-MOBILE US INC |
COM |
872590104 |
4,114 |
165,840 |
SH |
|
SOLE |
1 |
165,840 |
0 |
0 |
| TW TELECOM INC |
COM |
87311L104 |
11,197 |
397,909 |
SH |
|
SOLE |
1 |
397,909 |
0 |
0 |
| TABLEAU SOFTWARE INC |
CL A |
87336U105 |
1,108 |
20,000 |
SH |
|
SOLE |
1 |
20,000 |
0 |
0 |
| TASMAN METALS ORD (CVE) |
COM |
87652B103 |
903 |
1,666,666 |
SH |
|
SOLE |
1 |
1,666,666 |
0 |
0 |
| TERADATA CORP DEL |
COM |
88076W103 |
22,132 |
440,600 |
SH |
|
SOLE |
1 |
440,600 |
0 |
0 |
| TIBCO SOFTWARE INC |
COM |
88632Q103 |
27,107 |
1,266,666 |
SH |
|
SOLE |
1 |
1,266,666 |
0 |
0 |
| TIBCO SOFTWARE INC |
NOTE 2.250% 5/0 |
88632QAB9 |
171,506 |
175,006,000 |
PRN |
|
SOLE |
1 |
99,999,999 |
0 |
0 |
| TIME WARNER CABLE INC |
COM |
88732J207 |
14,060 |
125,000 |
SH |
|
SOLE |
1 |
125,000 |
0 |
0 |
| TIVO INC |
COM |
888706108 |
11,050 |
1,000,000 |
SH |
|
SOLE |
1 |
1,000,000 |
0 |
0 |
| TOWERSTREAM CORP |
COM |
892000100 |
502 |
196,800 |
SH |
|
SOLE |
1 |
196,800 |
0 |
0 |
| TOYOTA MOTOR CORP |
SP ADR REP2COM |
892331307 |
9,170 |
76,000 |
SH |
|
SOLE |
1 |
76,000 |
0 |
0 |
| TRIPADVISOR INC |
COM |
896945201 |
8,567 |
140,744 |
SHtd>
| |
SOLE |
1 |
140,744 |
0 |
0 |
| TURQUOISE HILL RES LTD |
COM |
900435108 |
20,518 |
3,460,060 |
SH |
|
SOLE |
1 |
3,460,060 |
0 |
0 |
| UNITED CONTL HLDGS INC |
COM |
910047109 |
95,738 |
3,059,666 |
SH |
|
SOLE |
1 |
3,059,666 |
0 |
0 |
| UNWIRED PLANET INC NEW |
COM |
91531F103 |
11,700 |
6,000,000 |
SH |
|
SOLE |
1 |
6,000,000 |
0 |
0 |
| VERISIGN INC |
COM |
92343E102 |
893 |
20,000 |
SH |
|
SOLE |
1 |
20,000 |
0 |
0 |
| VERINT SYS INC |
COM |
92343X100 |
15,553 |
438,472 |
SH |
|
SOLE |
1 |
438,472 |
0 |
0 |
| VERISK ANALYTICS INC |
CL A |
92345Y106 |
6,650 |
111,384 |
SH |
|
SOLE |
1 |
111,384 |
0 |
0 |
| VIRNETX HLDG CORP |
COM |
92823T108 |
1,000 |
50,000 |
SH |
Put |
SOLE |
1 |
50,000 |
0 |
0 |
| VIROPHARMA INC |
COM |
928241108 |
1,433 |
50,000 |
SH |
|
SOLE |
1 |
50,000 |
0 |
0 |
| VISTEON CORP |
COM NEW |
92839U206 |
23,629 |
374,350 |
SH |
|
SOLE |
1 |
374,350 |
0 |
0 |
| WAL-MART STORES INC |
COM |
931142103 |
30,541 |
410,000 |
SH |
|
SOLE |
1 |
410,000 |
0 |
0 |
| WEBMD HEALTH CORP |
NOTE 2.250% 3/3 |
94770VAH5 |
273,939 |
279,530,000 |
PRN |
|
SOLE |
1 |
99,999,999 |
0 |
0 |
| WEBMD HEALTH CORP |
NOTE 2.500% 1/3 |
94770VAF9 |
100,045 |
107,000,000 |
PRN |
|
SOLE |
1 |
99,999,999 |
0 |
0 |
| WESTERN REFNG INC |
COM |
959319104 |
8,701 |
310,000 |
SH |
|
SOLE |
1 |
310,000 |
0 |
0 |
| WHITING PETE CORP NEW |
COM |
966387102 |
2,736 |
59,359 |
SH |
|
SOLE |
1 |
59,359 |
0 |
0 |
| WISDOMTREE TRUST |
JAPN HEDGE EQT |
97717W851 |
1,140 |
25,000 |
SH |
|
SOLE |
1 |
25,000 |
0 |
0 |
| XYLEM INC |
COM |
98419M100 |
10,812 |
401,328 |
SH |
|
SOLE |
1 |
401,328 |
0 |
0 |
| YAHOO INC |
COM |
984332106 |
2,511 |
100,000 |
SH |
|
SOLE |
1 |
100,000 |
0 |
0 |
| YELP INC |
CL A |
985817105 |
40,855 |
1,175,000 |
SH |
|
SOLE |
1 |
1,175,000 |
0 |
0 |
| ZOETIS INC |
CL A |
98978V103 |
74,285 |
2,404,811 |
SH |
|
SOLE |
1 |
2,404,811 |
0 |
0 |
| ZOETIS INC |
CL A |
98978V103 |
958 |
31,000 |
SH |
Call |
SOLE |
1 |
31,000 |
0 |
0 |
| DELPHI AUTOMOTIVE PLC |
SHS |
G27823106 |
42,090 |
830,341 |
SH |
|
SOLE |
1 |
830,341 |
0 |
0 |
| HERBALIFE LTD |
COM USD SHS |
G4412G101 |
227,467 |
5,039,175 |
SH |
|
SOLE |
1 |
5,039,175 |
0 |
0 |
| LIBERTY GLOBAL PLC |
SHS CL A |
G5480U104 |
100,512 |
1,356,805 |
SH |
|
SOLE |
1 |
1,356,805 |
0 |
0 |
| LIBERTY GLOBAL PLC |
SHS CL C |
G5480U120 |
141,753 |
2,087,972 |
SH |
|
SOLE |
1 |
2,087,972 |
0 |
0 |
| MANCHESTER UTD PLC NEW |
ORD CL A |
G5784H106 |
47,252 |
2,968,097 |
SH |
|
SOLE |
1 |
2,968,097 |
0 |
0 |
| MARVELL TECHNOLOGY GROUP LTD |
ORD |
G5876H105 |
26,348 |
2,250,000 |
SH |
Put |
SOLE |
1 |
2,250,000 |
0 |
0 |
| ROWAN COMPANIES PLC |
SHS CL A |
G7665A101 |
8,858 |
260,000 |
SH |
|
SOLE |
1 |
260,000 |
0 |
0 |
| ADECOAGRO S A |
COM |
L00849106 |
161,969 |
25,915,076 |
SH |
|
SOLE |
1 |
25,915,076 |
0 |
0 |
| CLICKSOFTWARE TECHNOLOGIES L |
ORD |
M25082104 |
26,104 |
3,130,000 |
SH |
|
SOLE |
1 |
3,130,000 |
0 |
0 |
| NXP SEMICONDUCTORS N V |
COM |
N6596X109 |
4,647 |
150,000 |
SH |
|
SOLE |
1 |
150,000 |
0 |
0 |
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