SEC FORM 13F-HR
|
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
09-30-2013 |
| Check here if Amendment |
|
Amendment Number: |
| This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing this Report: |
| Name: |
SOROS FUND MANAGEMENT LLC |
| Address: |
888 SEVENTH AVENUE |
|
33RD FLOOR |
|
NEW YORK,
NY
10106 |
| Form 13F File Number: |
028-06420 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of Reporting Manager: |
| Name: |
Jodye M. Anzalotta |
| Title: |
Assistant General Counsel |
| Phone: |
212-320-5531 |
| Signature, Place, and Date of Signing: |
| /s/ Jodye M. Anzalotta |
New York,
NY |
11-14-2013 |
| [Signature] |
[City, State] |
[Date] |
|
| Report Type (Check only one.): |
| X |
13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |
| |
13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |
| |
13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included Managers: |
1 |
|
|
|
Form 13F Information Table Entry Total: |
232 |
|
Form 13F Information Table Value Total: |
9,144,373 |
|
(thousands) |
|
| List of Other Included Managers: |
| Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this report is filed, other than the
manager filing this report. |
| [If there are no entries in this list, state “NONE” and omit the
column headings and list entries.] |
|
No. |
Form 13F File Number |
Name |
|
1 |
028-10418 |
SOROS GEORGE |
SEC FORM 13-F Information Table
|
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| THE ADT CORPORATION |
COM |
00101J106 |
23,380 |
575,000 |
SH |
|
SOLE |
1 |
0 |
575,000 |
0 |
| AFLAC INC |
COM |
001055102 |
2,480 |
40,000 |
SH |
|
SOLE |
1 |
40,000 |
0 |
0 |
| AMC NETWORKS INC |
CL A |
00164V103 |
2,691 |
39,300 |
SH |
|
SOLE |
1 |
39,300 |
0 |
0 |
| ABBOTT LABS |
COM |
002824100 |
34,991 |
1,054,252 |
SH |
|
SOLE |
1 |
1,054,252 |
0 |
0 |
| ABBVIE INC |
COM |
00287Y109 |
44,730 |
1,000,000 |
SH |
|
SOLE |
1 |
1,000,000 |
0 |
0 |
| ABBVIE INC |
COM |
00287Y109 |
7,380 |
165,000 |
SH |
Call |
SOLE |
1 |
165,000 |
0 |
0 |
| ABERCROMBIE & FITCH CO |
CL A |
002896207 |
2,653 |
75,000 |
SH |
|
SOLE |
1 |
75,000 |
0 |
0 |
| ACTUATE CORP |
COM |
00508B102 |
7,189 |
978,048 |
SH |
|
SOLE |
1 |
978,048 |
0 |
0 |
| ADTRAN INC |
COM |
00738A106 |
2,664 |
100,000 |
SH |
|
SOLE |
1 |
100,000 |
0 |
0 |
| AFFILIATED MANAGERS GROUP |
COM |
008252108 |
3,125 |
17,109 |
SH |
|
SOLE |
1 |
17,109 |
0 |
0 |
| AGILENT TECHNOLOGIES INC |
COM |
00846U101 |
1,252 |
24,425 |
SH |
|
SOLE |
1 |
24,425 |
0 |
0 |
| AGILENT TECHNOLOGIES INC |
COM |
00846U101 |
897 |
17,500 |
SH |
Call |
SOLE |
1 |
17,500 |
0 |
0 |
| AIR LEASE CORP |
CL A |
00912X302 |
11,064 |
400,000 |
SH |
|
SOLE |
1 |
400,000 |
0 |
0 |
| ALLERGAN INC |
COM |
018490102 |
6,784 |
75,000 |
SH |
|
SOLE |
1 |
75,000 |
0 |
0 |
| ALLSTATE CORP |
COM |
020002101 |
2,098 |
41,500 |
SH |
|
SOLE |
1 |
41,500 |
0 |
0 |
| ALTISOURCE RESIDENTIAL CORP |
CL B |
02153W100 |
1,395 |
60,700 |
SH |
|
SOLE |
1 |
60,700 |
0 |
0 |
| AMERICA MOVIL SAB DE CV |
SPON ADR L SHS |
02364W105 |
7,924 |
400,000 |
SH |
Put |
SOLE |
1 |
400,000 |
0 |
0 |
| AMERICAN CAPITAL AGENCY CORP |
COM |
02503X105 |
903 |
40,000 |
SH |
|
SOLE |
1 |
40,000 |
0 |
0 |
| AMERICAN INTL GROUP INC |
COM NEW |
026874784 |
1,216 |
25,000 |
SH |
|
SOLE |
1 |
25,000 |
0 |
0 |
| AMERICAN TOWER CORP NEW |
COM |
03027X100 |
3,707 |
50,000 |
SH |
|
SOLE |
1 |
50,000 |
0 |
0 |
| ANGIES LIST INC |
COM |
034754101 |
34,313 |
1,525,000 |
SH |
|
SOLE |
1 |
1,525,000 |
0 |
0 |
| APPLE INC |
COM |
037833100 |
31,180 |
65,400 |
SH |
|
SOLE |
1 |
65,400 |
0 |
0 |
| ARES CAP CORP |
COM |
04010L103 |
1,969 |
113,900 |
SH |
|
SOLE |
1 |
113,900 |
0 |
0 |
| AUTODESK INC |
COM |
052769106 |
4,117 |
100,000 |
SH |
|
SOLE |
1 |
100,000 |
0 |
0 |
| AVIS BUDGET GROUP |
COM |
053774105 |
10,806 |
374,828 |
SH |
|
SOLE |
1 |
374,828 |
0 |
0 |
| BAIDU INC |
SPON ADR REP A |
056752108 |
3,880 |
25,000 |
SH |
|
SOLE |
1 |
25,000 |
0 |
0 |
| BAKER HUGHES INC |
COM |
057224107 |
17,224 |
350,791 |
SH |
|
SOLE |
1 |
350,791 |
0 |
0 |
| BAKER HUGHES INC |
COM |
057224107 |
39,280 |
800,000 |
SH |
Call |
SOLE |
1 |
800,000 |
0 |
0 |
| BARCLAYS BK PLC |
IPATH S&P500 VIX |
06740C188 |
14,700 |
1,000,000 |
SH |
|
SOLE |
1 |
1,000,000 |
0 |
0 |
| BARRICK GOLD CORP |
COM |
067901108 |
35,751 |
1,920,000 |
SH |
Call |
SOLE |
1 |
1,920,000 |
0 |
0 |
| BERRY PETE CO |
CL A |
085789105 |
3,666 |
85,000 |
SH |
|
SOLE |
1 |
85,000 |
0 |
0 |
| BERRY PETE CO |
CL A |
085789105 |
3,235 |
75,000 |
SH |
Call |
SOLE |
1 |
75,000 |
0 |
0 |
| BIOAMBER INC |
*W EXP 05/09/201 |
09072Q114 |
155 |
194,000 |
SH |
|
SOLE |
1 |
194,000 |
0 |
0 |
| BLACKROCK INC |
COM |
09247X101 |
49,413 |
182,590 |
SH |
|
SOLE |
1 |
182,590 |
0 |
0 |
| BOEING CO |
COM |
097023105 |
27,174 |
231,268 |
SH |
|
SOLE |
1 |
231,268 |
0 |
0 |
| BRISTOL MYERS SQUIBB CO |
COM |
110122108 |
4,628 |
100,000 |
SH |
|
SOLE |
1 |
100,000 |
0 |
0 |
| BROADCOM CORP |
CL A |
111320107 |
13,617 |
523,505 |
SH |
|
SOLE |
1 |
523,505 |
0 |
0 |
| BROCADE COMMUNICATIONS SYS I |
COM NEW |
111621306 |
85,867 |
10,666,666 |
SH |
|
SOLE |
1 |
10,666,666 |
0 |
0 |
| CBS CORP NEW |
CL B |
124857202 |
16,548 |
300,000 |
SH |
|
SOLE |
1 |
300,000 |
0 |
0 |
| CF INDS HLDGS INC |
COM |
125269100 |
76,247 |
361,652 |
SH |
|
SOLE |
1 |
361,652 |
0 |
0 |
| CME GROUP INC |
COM |
12572Q105 |
2,216 |
30,000 |
SH |
|
SOLE |
1 |
30,000 |
0 |
0 |
| CST BRANDS INC |
COM |
12646R105 |
1,013 |
34,000 |
SH |
|
SOLE |
1 |
34,000 |
0 |
0 |
| CADENCE DESIGN SYSTEM INC |
NOTE 1.500%12/1 |
127387AF5 |
23,720 |
23,720,000 |
PRN |
|
SOLE |
1 |
23,720,000 |
0 |
0 |
| CAESARS ENTMT CORP |
COM |
127686103 |
111,449 |
5,654,383 |
SH |
|
SOLE |
1 |
5,654,383 |
0 |
0 |
| CAMECO CORP |
COM |
13321L108 |
33,865 |
1,874,126 |
SH |
|
SOLE |
1 |
1,874,126 |
0 |
0 |
| CAMECO CORP |
COM |
13321L108 |
19,156 |
1,060,100 |
SH |
Call |
SOLE |
1 |
1,060,100 |
0 |
0 |
| CARTER INC |
COM |
146229109 |
22,388 |
295,000 |
SH |
|
SOLE |
1 |
295,000 |
0 |
0 |
| CEMEX SAB DE CV |
SPON ADR NEW |
151290889 |
72,670 |
6,500,000 |
SH |
|
SOLE |
1 |
6,500,000 |
0 |
0 |
| CHARTER COMMUNICATIONS INC D |
CL A NEW |
16117M305 |
208,159 |
1,544,662 |
SH |
|
SOLE |
1 |
1,544,662 |
0 |
0 |
| CHATHAM LODGING TR |
COM |
16208T102 |
368 |
20,600 |
SH |
|
SOLE |
1 |
20,600 |
0 |
0 |
| CHEVRON CORP NEW |
COM |
166764100 |
233,888 |
1,925,000 |
SH |
Put |
SOLE |
1 |
1,925,000 |
0 |
0 |
| CHICAGO BRIDGE & IRON CO N V |
COM |
167250109 |
13,554 |
200,000 |
SH |
Put |
SOLE |
1 |
200,000 |
0 |
0 |
| CHURCHILL DOWNS INC |
COM |
171484108 |
56,656 |
654,839 |
SH |
|
SOLE |
1 |
654,839 |
0 |
0 |
| CIENA CORP |
NOTE 0.875% 6/1 |
171779AE1 |
111,802 |
109,275,000 |
PRN |
|
SOLE |
1 |
109,275,000 |
0 |
0 |
| COMCAST CORP NEW |
CL A |
20030N101 |
19,712 |
436,600 |
SH |
|
SOLE |
1 |
436,600 |
0 |
0 |
| CONSTANT CONTACT INC |
COM |
210313102 |
19,061 |
804,600 |
SH |
|
SOLE |
1 |
804,600 |
0 |
0 |
| CONSTELLATION BRANDS INC |
CL A |
21036P108 |
75,883 |
1,322,000 |
SH |
|
SOLE |
1 |
1,322,000 |
0 |
0 |
| COTY INC |
COM CL A |
222070203 |
5,986 |
369,300 |
SH |
|
SOLE |
1 |
369,300 |
0 |
0 |
| CROWN CASTLE INTL CORP |
COM |
228227104 |
8,644 |
118,360 |
SH |
|
SOLE |
1 |
118,360 |
0 |
0 |
| CTRIP COM INTL LTD |
AMERICAN DEP SHS |
22943F100 |
2,922 |
50,000 |
SH |
|
SOLE |
1 |
50,000 |
0 |
0 |
| CUBIST PHARMACEUTICALS INC |
COM |
229678107 |
9,533 |
150,000 |
SH |
|
SOLE |
1 |
150,000 |
0 |
0 |
| DIGITAL RIV INC |
NOTE 1.250% 1/0 |
25388BAB0 |
5,669 |
5,683,000 |
PRN |
|
SOLE |
1 |
5,683,000 |
0 |
0 |
| DIGITAL RIV INC |
NOTE 2.000%11/0 |
25388BAD6 |
269,521 |
270,875,000 |
PRN |
|
SOLE |
1 |
270,875,000 |
0 |
0 |
| DIRECTV |
COM |
25490A309 |
30,081 |
503,453 |
SH |
|
SOLE |
1 |
503,453 |
0 |
0 |
| DISH NETWORK CORP |
CL A |
25470M109 |
76,195 |
1,692,841 |
SH |
|
SOLE |
1 |
1,692,841 |
0 |
0 |
| DISH NETWORK CORP |
CL A |
25470M109 |
90,176 |
2,077,000 |
SH |
Call |
SOLE |
1 |
2,077,000 |
0 |
0 |
| DOW CHEM CO |
COM |
260543103 |
14,793 |
385,228 |
SH |
|
SOLE |
1 |
385,228 |
0 |
0 |
| EQT CORP |
COM |
26884L109 |
164,954 |
1,859,256 |
SH |
|
SOLE |
1 |
1,859,256 |
0 |
0 |
| EMERALD OIL INC |
COM NEW |
29101U209 |
909 |
126,400 |
SH |
|
SOLE |
1 |
126,400 |
0 |
0 |
| ENERGEN CORP |
COM |
29265N108 |
98,785 |
1,293,169 |
SH |
|
SOLE |
1 |
1,293,169 |
0 |
0 |
| ENERGEN CORP |
COM |
29265N108 |
16,042 |
210,000 |
SH |
Call |
SOLE |
1 |
210,000 |
0 |
0 |
| EXAR CORP |
COM |
300645108 |
79,791 |
5,950,136 |
SH |
|
SOLE |
1 |
5,950,136 |
0 |
0 |
| EXTREME NETWORKS INC |
COM |
30226D106 |
11,832 |
2,266,666 |
SH |
|
SOLE |
1 |
2,266,666 |
0 |
0 |
| FACEBOOK INC |
CL A |
30303M102 |
27,205 |
541,500 |
SH |
|
SOLE |
1 |
541,500 |
0 |
0 |
| FEDEX CORP |
COM |
31428X106 |
172,960 |
1,515,730 |
SH |
|
SOLE |
1 |
1,515,730 |
0 |
0 |
| FEDEX CORP |
COM |
31428X106 |
42,792 |
375,000 |
SH |
Call |
SOLE |
1 |
375,000 |
0 |
0 |
| FIFTH STREET FINANCE CORP |
COM |
31678A103 |
1,858 |
180,600 |
SH |
|
SOLE |
1 |
180,600 |
0 |
0 |
| FIVE BELOW INC |
COM |
33829M101 |
1,803 |
41,200 |
SH |
|
SOLE |
1 |
41,200 |
0 |
0 |
| FLUOR CORP NEW |
COM |
343412102 |
2,078 |
29,282 |
SH |
|
SOLE |
1 |
29,282 |
0 |
0 |
| FRANKLIN RES INC |
COM |
354613101 |
28,970 |
573,100 |
SH |
|
SOLE |
1 |
573,100 |
0 |
0 |
| GENERAL MTRS CO |
COM |
37045V100 |
46,149 |
1,283,000 |
SH |
|
SOLE |
1 |
1,283,000 |
0 |
0 |
| GENERAL MTRS CO |
JR PFD CNV SRB |
37045V209 |
17,588 |
350,700 |
SH |
|
SOLE |
1 |
350,700 |
0 |
0 |
| GILEAD SCIENCES INC |
COM |
375558103 |
1,571 |
25,000 |
SH |
|
SOLE |
1 |
25,000 |
0 |
0 |
| GLOBAL EAGLE ENTMT INC |
COM |
37951D102 |
1,868 |
200,000 |
SH |
|
SOLE |
1 |
200,000 |
0 |
0 |
| GOOGLE INC |
CL A |
38259P508 |
144,088 |
164,500 |
SH |
|
SOLE |
1 |
164,500 |
0 |
0 |
| HALLIBURTON CO |
COM |
406216101 |
94,438 |
1,961,335 |
SH |
|
SOLE |
1 |
1,961,335 |
0 |
0 |
| HALLIBURTON CO |
COM |
406216101 |
107,134 |
2,225,000 |
SH |
Call |
SOLE |
1 |
2,225,000 |
0 |
0 |
| HARMAN INTL INDS INC |
COM |
413086109 |
23,181 |
350,000 |
SH |
|
SOLE |
1 |
350,000 |
0 |
0 |
| HERTZ GLOBAL HOLDINGS INC |
COM |
42805T105 |
21,482 |
969,379 |
SH |
|
SOLE |
1 |
969,379 |
0 |
0 |
| HERTZ GLOBAL HOLDINGS INC |
COM |
42805T105 |
29,584 |
1,335,000 |
SH |
Call |
SOLE |
1 |
1,335,000 |
0 |
0 |
| HEWLETT PACKARD CO |
COM |
428236103 |
478 |
22,800 |
SH |
|
SOLE |
1 |
22,800 |
0 |
0 |
| HILLSHIRE BRANDS CO |
COM |
432589109 |
6,248 |
203,262 |
SH |
|
SOLE |
1 |
203,262 |
0 |
0 |
| HOLOGIC INC |
FRNT 2.000%12/1 |
436440AA9 |
13,037 |
12,996,000 |
PRN |
|
SOLE |
1 |
12,996,000 |
0 |
0 |
| HOLOGIC INC |
FRNT 4.000%12/1 |
436440AG6 |
229,693 |
219,802,000 |
PRN |
|
SOLE |
1 |
219,802,000 |
0 |
0 |
| ILLUMINA INC |
COM |
452327109 |
816 |
10,102 |
SH |
|
SOLE |
1 |
10,102 |
0 |
0 |
| INTEL CORP |
COM |
458140100 |
1,986 |
86,666 |
SH |
|
SOLE |
1 |
86,666 |
0 |
0 |
| INTL PAPER CO |
COM |
460146103 |
25,599 |
571,403 |
SH |
|
SOLE |
1 |
571,403 |
0 |
0 |
| INTUIT |
COM |
461202103 |
3,316 |
50,000 |
SH |
|
SOLE |
1 |
50,000 |
0 |
0 |
| INVENSENSE INC |
COM |
46123D205 |
491 |
27,848 |
SH |
|
SOLE |
1 |
27,848 |
0 |
0 |
| ISHARES |
MSCI BRZ CAP ETF |
464286400 |
22,278 |
465,000 |
SH |
Put |
SOLE |
1 |
465,000 |
0 |
0 |
| JDS UNIPHASE CORP |
COM PAR $0.001 |
46612J507 |
18,388 |
1,250,000 |
SH |
|
SOLE |
1 |
1,250,000 |
0 |
0 |
| JINKOSOLAR HLDG CO LTD |
SPONSORED ADR |
47759T100 |
2,738 |
121,400 |
SH |
|
SOLE |
1 |
121,400 |
0 |
0 |
| JOHNSON & JOHNSON |
COM |
478160104 |
109,836 |
1,267,000 |
SH |
|
SOLE |
1 |
1,267,000 |
0 |
0 |
| JUNIPER NETWORKS INC |
COM |
48203R104 |
13,736 |
691,662 |
SH |
|
SOLE |
1 |
691,662 |
0 |
0 |
| KAR AUCTION SVCS INC |
COM |
48238T109 |
11,871 |
420,800 |
SH |
|
SOLE |
1 |
420,800 |
0 |
0 |
| KRAFT FOODS GROUP INC |
COM |
50076Q106 |
31,261 |
596,133 |
SH |
|
SOLE |
1 |
596,133 |
0 |
0 |
| LSI CORPORATION |
COM |
502161102 |
34,147 |
4,366,666 |
SH |
|
SOLE |
1 |
4,366,666 |
0 |
0 |
| LINKEDIN CORP |
COM CL A |
53578A108 |
1,230 |
5,000 |
SH |
|
SOLE |
1 |
5,000 |
0 |
0 |
| LIONS GATE ENTMNT CORP |
COM NEW |
535919203 |
5,058 |
144,300 |
SH |
|
SOLE |
1 |
144,300 |
0 |
0 |
| LORAL SPACE & COMMUNICATNS I |
COM |
543881106 |
48,691 |
718,897 |
SH |
|
SOLE |
1 |
718,897 |
0 |
0 |
| LUMOS NETWORKS CORP |
COM |
550283105 |
5,176 |
238,853 |
SH |
|
SOLE |
1 |
238,853 |
0 |
0 |
| MACQUARIE INFRASTR CO LLC |
MEMBERSHIP INT |
55608B105 |
418 |
7,800 |
SH |
|
SOLE |
1 |
7,800 |
0 |
0 |
| MACYS INC |
COM |
55616P104 |
35,265 |
815,000 |
SH |
|
SOLE |
1 |
815,000 |
0 |
0 |
| MADISON SQUARE GARDEN CO |
CL A |
55826P100 |
7,851 |
135,200 |
SH |
|
SOLE |
1 |
135,200 |
0 |
0 |
| MAGNUM HUNTER RES CORP DEL |
COM |
55973B102 |
15,147 |
2,455,000 |
SH |
|
SOLE |
1 |
2,455,000 |
0 |
0 |
| MARKET VECTORS ETF TR |
GOLD MINER ETF |
57060U100 |
27,566 |
1,100,000 |
SH |
|
SOLE |
1 |
1,100,000 |
0 |
0 |
| MARKET VECTORS ETF TR |
JR GOLD MINERS E |
57061R544 |
12,222 |
300,000 |
SH |
|
SOLE |
1 |
300,000 |
0 |
0 |
| MARKETO INC |
COM |
57063L107 |
1,913 |
60,000 |
SH |
|
SOLE |
1 |
60,000 |
0 |
0 |
| MEAD JOHNSON NUTRITION CO |
COM |
582839106 |
11,059 |
148,920 |
SH |
|
SOLE |
1 |
148,920 |
0 |
0 |
| MEADWESTVACO CORP |
COM |
583334107 |
70,230 |
1,829,858 |
SH |
|
SOLE |
1 |
1,829,858 |
0 |
0 |
| MEDICINES CO |
COM |
584688105 |
8,380 |
250,000 |
SH |
|
SOLE |
1 |
250,000 |
0 |
0 |
| MERCURY SYS INC |
COM |
589378108 |
15,262 |
1,527,766 |
SH |
|
SOLE |
1 |
1,527,766 |
0 |
0 |
| MICRON TECHNOLOGY INC |
COM |
595112103 |
20,091 |
1,150,000 |
SH |
|
SOLE |
1 |
1,150,000 |
0 |
0 |
| MICROSOFT CORP |
COM |
594918104 |
419,064 |
12,580,700 |
SH |
|
SOLE |
1 |
12,580,700 |
0 |
0 |
| MICROSOFT CORP |
COM |
594918104 |
4,214 |
126,500 |
SH |
Call |
SOLE |
1 |
126,500 |
0 |
0 |
| MOLYCORP INC DEL |
COM |
608753109 |
14,432 |
2,200,000 |
SH |
|
SOLE |
1 |
2,200,000 |
0 |
0 |
| MONDELEZ INTL INC |
CL A |
609207105 |
34,616 |
1,101,731 |
SH |
|
SOLE |
1 |
1,101,731 |
0 |
0 |
| MONSANTO CO NEW |
COM |
61166W101 |
49,698 |
476,170 |
SH |
|
SOLE |
1 |
476,170 |
0 |
0 |
| MOSAIC CO NEW |
COM |
61945C103 |
57,036 |
1,325,816 |
SH |
|
SOLE |
1 |
1,325,816 |
0 |
0 |
| MOTOROLA SOLUTIONS INC |
COM NEW |
620076307 |
113,924 |
1,918,552 |
SH |
|
SOLE |
1 |
1,918,552 |
0 |
0 |
| NETAPP INC |
COM |
64110D104 |
205,288 |
4,816,700 |
SH |
|
SOLE |
1 |
4,816,700 |
0 |
0 |
| NETEASE INC |
SPONSORED ADR |
64110W102 |
3,631 |
50,000 |
SH |
|
SOLE |
1 |
50,000 |
0 |
0 |
| NETFLIX INC |
COM |
64110L106 |
3,092 |
10,000 |
SH |
|
SOLE |
1 |
10,000 |
0 |
0 |
| NICE SYS LTD |
SPONSORED ADR |
653656108 |
31,717 |
766,666 |
SH |
|
SOLE |
1 |
766,666 |
0 |
0 |
| NOVAVAX INC |
COM |
670002104 |
1,811 |
573,000 |
SH |
|
SOLE |
1 |
573,000 |
0 |
0 |
| NUANCE COMMUNICATIONS INC |
NOTE 2.750%11/0 |
67020YAF7 |
26,406 |
26,000,000 |
PRN |
|
SOLE |
1 |
26,000,000 |
0 |
0 |
| OGE ENERGY CORP |
COM |
670837103 |
11,909 |
329,964 |
SH |
|
SOLE |
1 |
329,964 |
0 |
0 |
| OPKO HEALTH INC |
COM |
68375N103 |
6,563 |
745,000 |
SH |
|
SOLE |
1 |
745,000 |
0 |
0 |
| PANDORA MEDIA INC |
COM |
698354107 |
1,960 |
78,000 |
SH |
|
SOLE |
1 |
78,000 |
0 |
0 |
| PDC ENERGY INC |
COM |
69327R101 |
19,829 |
333,046 |
SH |
|
SOLE |
1 |
333,046 |
0 |
0 |
| PENN VA CORP |
COM |
707882106 |
41,553 |
6,248,515 |
SH |
|
SOLE |
1 |
6,248,515 |
0 |
0 |
| PENNEY J C INC |
COM |
708160106 |
176,280 |
19,986,361 |
SH |
|
SOLE |
1 |
19,986,361 |
0 |
0 |
| PEPSICO INC |
COM |
713448108 |
15,202 |
191,226 |
SH |
|
SOLE |
1 |
191,226 |
0 |
0 |
| PERRIGO CO |
COM |
714290103 |
2,344 |
19,000 |
SH |
|
SOLE |
1 |
19,000 |
0 |
0 |
| PIONEER NAT RES CO |
COM |
723787107 |
181,960 |
963,774 |
SH |
|
SOLE |
1 |
963,774 |
0 |
0 |
| PRICE T ROWE GROUP INC |
COM |
74144T108 |
22,586 |
314,000 |
SH |
|
SOLE |
1 |
314,000 |
0 |
0 |
| PRICELINE COM INC |
COM NEW |
741503403 |
35,738 |
35,350 |
SH |
|
SOLE |
1 |
35,350 |
0 |
0 |
| PRUDENTIAL FINL INC |
COM |
744320102 |
1,109 |
14,219 |
SH |
|
SOLE |
1 |
14,219 |
0 |
0 |
| QUANTUM CORP |
NOTE 3.500%11/1 |
747906AG0 |
128,688 |
130,980,000 |
PRN |
|
SOLE |
1 |
130,980,000 |
0 |
0 |
| RADIAN GROUP INC |
COM |
750236101 |
23,026 |
1,652,980 |
SH |
|
SOLE |
1 |
1,652,980 |
0 |
0 |
| RANGE RES CORP |
COM |
75281A109 |
16,533 |
217,862 |
SH |
|
SOLE |
1 |
217,862 |
0 |
0 |
| RED HAT INC |
COM |
756577102 |
25,377 |
550,000 |
SH |
|
SOLE |
1 |
550,000 |
0 |
0 |
| RESTORATION HARDWARE HLDGS I |
COM |
761283100 |
6,335 |
100,000 |
SH |
|
SOLE |
1 |
100,000 |
0 |
0 |
| RETAILMENOT INC |
COM SER 1 |
76132B106 |
7,114 |
200,000 |
SH |
|
SOLE |
1 |
200,000 |
0 |
0 |
| ROVI CORP |
NOTE 2.625% 2/1 |
779376AB8 |
198,136 |
196,174,000 |
PRN |
|
SOLE |
1 |
196,174,000 |
0 |
0 |
| SBA COMMUNICATIONS CORP |
COM |
78388J106 |
11,350 |
141,060 |
SH |
|
SOLE |
1 |
141,060 |
0 |
0 |
| SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
15,420 |
91,734 |
SH |
|
SOLE |
1 |
91,734 |
0 |
0 |
| SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
469,688 |
2,794,100 |
SH |
Put |
SOLE |
1 |
2,794,100 |
0 |
0 |
| SALESFORCE COM INC |
COM |
79466L302 |
22,062 |
425,000 |
SH |
|
SOLE |
1 |
425,000 |
0 |
0 |
| SS&C TECHNOLOGIES HLDGS INC |
COM |
78467J100 |
1,932 |
50,700 |
SH |
|
SOLE |
1 |
50,700 |
0 |
0 |
| SAREPTA THERAPEUTICS INC |
COM |
803607100 |
31,421 |
665,274 |
SH |
|
SOLE |
1 |
665,274 |
0 |
0 |
| SCHLUMBERGER LTD |
COM |
806857108 |
66,785 |
755,836 |
SH |
|
SOLE |
1 |
755,836 |
0 |
0 |
| SCHLUMBERGER LTD |
COM |
806857108 |
153,703 |
1,739,500 |
SH |
Call |
SOLE |
1 |
1,739,500 |
0 |
0 |
| SELECT SECTOR SPDR TR |
SBI INT-UTILS |
81369Y886 |
35,856 |
960,000 |
SH |
Put |
SOLE |
1 |
960,000 |
0 |
0 |
| SEMGROUP CORP |
CL A |
81663A105 |
44,146 |
774,207 |
SH |
|
SOLE |
1 |
774,207 |
0 |
0 |
| SHUTTERSTOCK INC |
COM |
825690100 |
1,687 |
23,200 |
SH |
|
SOLE |
1 |
23,200 |
0 |
0 |
| SOLARWINDS INC |
COM |
83416B109 |
3,506 |
100,000 |
SH |
|
SOLE |
1 |
100,000 |
0 |
0 |
| SPREADTRUM COMMUNICATIONS IN |
ADR |
849415203 |
57,874 |
1,900,000 |
SH |
|
SOLE |
1 |
1,900,000 |
0 |
0 |
| SUPERTEX INC |
COM |
868532102 |
4,223 |
166,666 |
SH |
|
SOLE |
1 |
166,666 |
0 |
0 |
| SYNAGEVA BIOPHARMA CORP |
COM |
87159A103 |
1,121 |
17,700 |
SH |
|
SOLE |
1 |
17,700 |
0 |
0 |
| TABLEAU SOFTWARE INC |
CL A |
87336U105 |
4,061 |
57,000 |
SH |
|
SOLE |
1 |
57,000 |
0 |
0 |
| TASMAN METALS ORD (CVE) |
COM |
87652B103 |
1,424 |
1,666,666 |
SH |
|
SOLE |
1 |
1,666,666 |
0 |
0 |
| TCP CAP CORP |
COM |
87238Q103 |
599 |
36,900 |
SH |
|
SOLE |
1 |
36,900 |
0 |
0 |
| TD AMERITRADE HLDG CORP |
COM |
87236Y108 |
6,074 |
232,000 |
SH |
|
SOLE |
1 |
232,000 |
0 |
0 |
| TW TELECOM INC |
COM |
87311L104 |
12,356 |
413,742 |
SH |
|
SOLE |
1 |
413,742 |
0 |
0 |
| TERADATA CORP DEL |
COM |
88076W103 |
6,143 |
110,800 |
SH |
|
SOLE |
1 |
110,800 |
0 |
0 |
| TESORO CORP |
COM |
881609101 |
16,493 |
375,000 |
SH |
Call |
SOLE |
1 |
375,000 |
0 |
0 |
| TEVA PHARMACEUTICAL INDS LTD |
ADR |
881624209 |
136,311 |
3,608,000 |
SH |
|
SOLE |
1 |
3,608,000 |
0 |
0 |
| TEXTURA CORP |
COM |
883211104 |
1,107 |
25,700 |
SH |
|
SOLE |
1 |
25,700 |
0 |
0 |
| TIBCO SOFTWARE INC |
COM |
88632Q103 |
36,718 |
1,434,874 |
SH |
|
SOLE |
1 |
1,434,874 |
0 |
0 |
| TIBCO SOFTWARE INC |
NOTE 2.250% 5/0 |
88632QAB9 |
306,304 |
300,114,000 |
PRN |
|
SOLE |
1 |
300,114,000 |
0 |
0 |
| TIVO INC |
COM |
888706108 |
8,708 |
700,000 |
SH |
|
SOLE |
1 |
700,000 |
0 |
0 |
| TOWERSTREAM CORP |
COM |
892000100 |
1,235 |
431,800 |
SH |
|
SOLE |
1 |
431,800 |
0 |
0 |
| TURQUOISE HILL RES LTD |
COM |
900435108 |
17,282 |
3,910,000 |
SH |
|
SOLE |
1 |
3,910,000 |
0 |
0 |
| UIL HLDG CORP |
COM |
902748102 |
1,870 |
50,300 |
SH |
|
SOLE |
1 |
50,300 |
0 |
0 |
| U S SILICA HLDGS INC |
COM |
90346E103 |
8,715 |
350,000 |
SH |
|
SOLE |
1 |
350,000 |
0 |
0 |
| UNWIRED PLANET INC NEW |
COM |
91531F103 |
11,162 |
6,451,979 |
SH |
|
SOLE |
1 |
6,451,979 |
0 |
0 |
| VERINT SYS INC |
COM |
92343X100 |
6,177 |
166,666 |
SH |
|
SOLE |
1 |
166,666 |
0 |
0 |
| VERISK ANALYTICS INC |
CL A |
92345Y106 |
7,236 |
111,384 |
SH |
|
SOLE |
1 |
111,384 |
0 |
0 |
| VIPSHOP HLDGS LTD |
SPONSORED ADR |
92763W103 |
5,761 |
101,427 |
SH |
|
SOLE |
1 |
101,427 |
0 |
0 |
| VIROPHARMA INC |
COM |
928241108 |
3,930 |
100,000 |
SH |
|
SOLE |
1 |
100,000 |
0 |
0 |
| VISA INC |
COM CL A |
92826C839 |
12,957 |
67,801 |
SH |
|
SOLE |
1 |
67,801 |
0 |
0 |
| VISA INC |
COM CL A |
92826C839 |
2,675 |
14,000 |
SH |
Call |
SOLE |
1 |
14,000 |
0 |
0 |
| VISTEON CORP |
COM NEW |
92839U206 |
28,316 |
374,350 |
SH |
|
SOLE |
1 |
374,350 |
0 |
0 |
| WALGREEN CO |
COM |
931422109 |
26,900 |
500,000 |
SH |
|
SOLE |
1 |
500,000 |
0 |
0 |
| WEBMD HEALTH CORP |
NOTE 2.250% 3/3 |
94770VAH5 |
182,672 |
179,530,000 |
PRN |
|
SOLE |
1 |
179,530,000 |
0 |
0 |
| WEBMD HEALTH CORP |
NOTE 2.500% 1/3 |
94770VAF9 |
101,316 |
107,000,000 |
PRN |
|
SOLE |
1 |
107,000,000 |
0 |
0 |
| WESTAR ENERGY INC |
COM |
95709T100 |
1,965 |
64,100 |
SH |
|
SOLE |
1 |
64,100 |
0 |
0 |
| WESTPORT INNOVATIONS INC |
COM NEW |
960908309 |
3,706 |
153,200 |
SH |
|
SOLE |
1 |
153,200 |
0 |
0 |
| WHITING PETE CORP NEW |
COM |
966387102 |
5,087 |
85,000 |
SH |
|
SOLE |
1 |
85,000 |
0 |
0 |
| WINTHROP RLTY TR |
SH BEN INT NEW |
976391300 |
528 |
47,386 |
SH |
|
SOLE |
1 |
47,386 |
0 |
0 |
| WISDOMTREE TR |
JAPN HEDGE EQT |
97717W851 |
38,344 |
800,000 |
SH |
|
SOLE |
1 |
800,000 |
0 |
0 |
| WISDOMTREE TR |
JAPN HEDGE EQT |
97717W851 |
11,983 |
250,000 |
SH |
Call |
SOLE |
1 |
250,000 |
0 |
0 |
| XPO LOGISTICS INC |
COM |
983793100 |
2,167 |
100,000 |
SH |
|
SOLE |
1 |
100,000 |
0 |
0 |
| XYLEM INC |
COM |
98419M100 |
11,209 |
401,328 |
SH |
|
SOLE |
1 |
401,328 |
0 |
0 |
| YELP INC |
CL A |
985817105 |
662 |
10,000 |
SH |
|
SOLE |
1 |
10,000 |
0 |
0 |
| YOUKU TUDOU INC |
SPONSORED ADR |
98742U100 |
16,988 |
620,000 |
SH |
|
SOLE |
1 |
620,000 |
0 |
0 |
| YPF SOCIEDAD ANONIMA |
SPON ADR CL D |
984245100 |
79,798 |
3,964,136 |
SH |
|
SOLE |
1 |
3,964,136 |
0 |
0 |
| YUME INC |
COM |
98872B104 |
4,240 |
400,000 |
SH |
|
SOLE |
1 |
400,000 |
0 |
0 |
| ZOETIS INC |
CL A |
98978V103 |
50,384 |
1,619,011 |
SH |
|
SOLE |
1 |
1,619,011 |
0 |
0 |
| CREDICORP LTD |
COM |
G2519Y108 |
6,941 |
54,035 |
SH |
|
SOLE |
1 |
54,035 |
0 |
0 |
| DELPHI AUTOMOTIVE PLC |
SHS |
G27823106 |
48,509 |
830,341 |
SH |
|
SOLE |
1 |
830,341 |
0 |
0 |
| FLEETMATICS GROUP PLC |
COM |
G35569105 |
1,566 |
41,700 |
SH |
|
SOLE |
1 |
41,700 |
0 |
0 |
| HERBALIFE LTD |
COM USD SHS |
G4412G101 |
351,583 |
5,039,175 |
SH |
|
SOLE |
1 |
5,039,175 |
0 |
0 |
| INVESCO LTD |
SHS |
G491BT108 |
42,180 |
1,322,270 |
SH |
|
SOLE |
1 |
1,322,270 |
0 |
0 |
| LIBERTY GLOBAL PLC |
SHS CL A |
G5480U104 |
82,053 |
1,034,058 |
SH |
|
SOLE |
1 |
1,034,058 |
0 |
0 |
| LIBERTY GLOBAL PLC |
SHS CL C |
G5480U120 |
151,053 |
2,002,566 |
SH |
|
SOLE |
1 |
2,002,566 |
0 |
0 |
| MANCHESTER UTD PLC NEW |
ORD CL A |
G5784H106 |
36,435 |
2,097,557 |
SH |
|
SOLE |
1 |
2,097,557 |
0 |
0 |
| MARVELL TECHNOLOGY GROUP LTD |
ORD |
G5876H105 |
17,250 |
1,500,000 |
SH |
Put |
SOLE |
1 |
1,500,000 |
0 |
0 |
| ACE LTD |
SHS |
H0023R105 |
1,965 |
21,000 |
SH |
|
SOLE |
1 |
21,000 |
0 |
0 |
| ADECOAGRO S A |
COM |
L00849106 |
192,031 |
25,915,076 |
SH |
|
SOLE |
1 |
25,915,076 |
0 |
0 |
| CLICKSOFTWARE TECHNOLOGIES L |
ORD |
M25082104 |
19,062 |
3,130,000 |
SH |
|
SOLE |
1 |
3,130,000 |
0 |
0 |
| FRANKS INTL N V |
COM |
N33462107 |
2,694 |
90,000 |
SH |
|
SOLE |
1 |
90,000 |
0 |
0 |
| NXP SEMICONDUCTORS N V |
COM |
N6596X109 |
11,163 |
300,000 |
SH |
|
SOLE |
1 |
300,000 |
0 |
0 |
| YANDEX N V |
SHS CLASS A |
N97284108 |
54,630 |
1,500,000 |
SH |
|
SOLE |
1 |
1,500,000 |
0 |
0 |
| ARDMORE SHIPPING CORP |
COM |
Y0207T100 |
911 |
75,000 |
SH |
|
SOLE |
1 |
75,000 |
0 |
0 |
| BALTIC TRADING LIMITED |
COM |
Y0553W103 |
575 |
117,600 |
SH |
|
SOLE |
1 |
117,600 |
0 |
0 |
| DIANA SHIPPING INC |
COM |
Y2066G104 |
941 |
77,942 |
SH |
|
SOLE |
1 |
77,942 |
0 |
0 |
| DRYSHIPS INC |
SHS |
Y2109Q101 |
2,090 |
590,278 |
SH |
|
SOLE |
1 |
590,278 |
0 |
0 |
| NAVIOS MARITIME HOLDINGS INC |
COM |
Y62196103 |
396 |
55,632 |
SH |
|
SOLE |
1 |
55,632 |
0 |
0 |
| NAVIOS MARITIME PARTNERS L P |
UNIT LPI |
Y62267102 |
785 |
53,600 |
SH |
|
SOLE |
1 |
53,600 |
0 |
0 |
| SAFE BULKERS INC |
COM |
Y7388L103 |
139 |
20,463 |
SH |
|
SOLE |
1 |
20,463 |
0 |
0 |
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